We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECD
1251
DELISTED
Tech Data Corp
TECD
$4.06M 0.01%
66,536
+7,116
+12% +$394K
NNJ
1252
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$4.04M 0.01%
295,558
-15,404
-5% -$207K
SPOK icon
1253
Spok Holdings
SPOK
$234M
$4.03M 0.01%
221,905
+3,194
+1% +$47.5K
O icon
1254
Realty Income
O
$58.7B
$4.03M 0.01%
101,768
+46,990
+86% +$1.86M
TCO
1255
DELISTED
Taubman Centers Inc.
TCO
$4.03M 0.01%
56,915
+21,131
+59% +$1.43M
ACH
1256
Accendra Health
ACH
$228M
$4.02M 0.01%
114,873
-12,220
-10% -$431K
CMRE icon
1257
Costamare
CMRE
$1.8B
$4.02M 0.01%
186,800
+8,205
+5% +$161K
SWKS icon
1258
Skyworks Solutions
SWKS
$10.2B
$4.01M 0.01%
107,004
-36,022
-25% -$1.18M
HE icon
1259
Hawaiian Electric Industries
HE
$2.17B
$4.01M 0.01%
157,906
+15,355
+11% +$392K
MMP
1260
DELISTED
Magellan Midstream Partners, L.P.
MMP
$4.01M 0.01%
57,477
-1,142
-2% -$76K
CW icon
1261
Curtiss-Wright
CW
$27.4B
$4M 0.01%
62,977
-4,418
-7% -$279K
TAL
1262
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$3.99M 0.01%
93,002
+2,460
+3% +$109K
GDP
1263
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$3.99M 0.01%
251,971
+216,498
+610% +$3.36M
ESS icon
1264
Essex Property Trust
ESS
$18.4B
$3.98M 0.01%
23,434
+10,026
+75% +$1.62M
NEA icon
1265
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$3.98M 0.01%
307,536
-73,742
-19% -$949K
PCI
1266
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.97M 0.01%
175,464
+49,249
+39% +$1.11M
MTD icon
1267
Mettler-Toledo International
MTD
$28.3B
$3.96M 0.01%
16,802
+3,471
+26% +$850K
GGN
1268
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$798M
$3.96M 0.01%
399,104
-98,017
-20% -$959K
MHD icon
1269
BlackRock MuniHoldings Fund
MHD
$605M
$3.95M 0.01%
253,076
+13,967
+6% +$215K
IHG icon
1270
InterContinental Hotels
IHG
$23.8B
$3.95M 0.01%
85,215
+10,729
+14% +$498K
IBN icon
1271
ICICI Bank
IBN
$110B
$3.94M 0.01%
495,319
-5,104
-1% -$34.1K
NKTR icon
1272
Nektar Therapeutics
NKTR
$2.48B
$3.94M 0.01%
21,688
+1,129
+5% +$223K
PZC
1273
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.94M 0.01%
394,945
+55,711
+16% +$546K
KGC icon
1274
Kinross Gold
KGC
$30.6B
$3.93M 0.01%
950,380
-38,279
-4% -$184K
EGP icon
1275
EastGroup Properties
EGP
$10.9B
$3.93M 0.01%
62,530
+9,643
+18% +$583K
49 50
51
52 53

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.