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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBS icon
1226
Webster Financial
WBS
$12.5B
$3.77M 0.01%
71,672
+155
+0.2% +$7.75K
BWLD
1227
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$3.76M 0.01%
35,603
+4,365
+14% +$485K
SPLK
1228
DELISTED
Splunk Inc
SPLK
$3.76M 0.01%
56,635
-1,460
-3% -$91.4K
MHI
1229
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.76M 0.01%
312,395
-24,100
-7% -$291K
CENTA icon
1230
Central Garden & Pet Co Class A
CENTA
$2.37B
$3.75M 0.01%
126,011
-4,734
-4% -$125K
AHGP
1231
DELISTED
Alliance Holdings GP
AHGP
$3.75M 0.01%
+134,849
New +$3.57M
NTG
1232
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$3.75M 0.01%
20,680
+889
+4% +$164K
JCE icon
1233
Nuveen Core Equity Alpha Fund
JCE
$279M
$3.74M 0.01%
240,935
+28,845
+14% +$440K
CNA icon
1234
CNA Financial
CNA
$14.2B
$3.73M 0.01%
74,221
-4,386
-6% -$219K
GLD icon
1235
SPDR Gold Trust
GLD
$131B
$3.73M 0.01%
30,648
+1,452
+5% +$177K
VIV icon
1236
Telefônica Brasil
VIV
$20.6B
$3.72M 0.01%
234,777
-178,432
-43% -$2.71M
IIM icon
1237
Invesco Value Municipal Income Trust
IIM
$589M
$3.71M 0.01%
248,218
+33,399
+16% +$508K
WRD
1238
DELISTED
WildHorse Resource Development
WRD
$3.71M 0.01%
278,675
+170,169
+157% +$2.04M
HALO icon
1239
Halozyme
HALO
$9.79B
$3.71M 0.01%
213,429
+735
+0.3% +$9.96K
NXDT
1240
NexPoint Diversified Real Estate Trust
NXDT
$234M
$3.7M 0.01%
160,519
+20,525
+15% +$457K
TOL icon
1241
Toll Brothers
TOL
$13.6B
$3.68M 0.01%
88,733
-2,878
-3% -$113K
RDUS
1242
DELISTED
Radius Health, Inc.
RDUS
$3.68M 0.01%
95,379
+30,916
+48% +$1.21M
RARE icon
1243
Ultragenyx Pharmaceutical
RARE
$2.45B
$3.67M 0.01%
68,994
+16,589
+32% +$983K
PNI
1244
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$3.67M 0.01%
297,480
+10,131
+4% +$121K
LITE icon
1245
Lumentum
LITE
$55.5B
$3.67M 0.01%
67,533
+7,901
+13% +$459K
IRWD icon
1246
Ironwood Pharmaceuticals
IRWD
$696M
$3.66M 0.01%
277,426
+36,664
+15% +$505K
TCF
1247
DELISTED
TCF Financial Corporation Common Stock
TCF
$3.66M 0.01%
70,111
-5,312
-7% -$254K
RH icon
1248
RH
RH
$3.13B
$3.66M 0.01%
52,026
+7,860
+18% +$493K
LPNT
1249
DELISTED
LifePoint Health, Inc.
LPNT
$3.66M 0.01%
63,159
-4,634
-7% -$276K
BDXA
1250
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.66M 0.01%
+66,243
New +$3.67M
48 49
50
51 52

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.