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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEM
1226
DELISTED
Select Medical
SEM
$3.54M 0.01%
496,179
+301,756
+155% +$2.1M
MDP
1227
DELISTED
Meredith Corporation
MDP
$3.54M 0.01%
59,822
-6,564
-10% -$344K
SWC
1228
DELISTED
Stillwater Mining Co
SWC
$3.54M 0.01%
219,682
-93,225
-30% -$1.33M
OCSL icon
1229
Oaktree Specialty Lending
OCSL
$1.07B
$3.54M 0.01%
219,596
+35,058
+19% +$585K
CMTL icon
1230
Comtech Telecommunications
CMTL
$50M
$3.54M 0.01%
298,377
+212,804
+249% +$2.38M
MBT
1231
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3.54M 0.01%
387,962
-13,962
-3% -$112K
MUH
1232
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$3.53M 0.01%
240,506
+1,667
+0.7% +$25.3K
PF
1233
DELISTED
Pinnacle Foods, Inc.
PF
$3.53M 0.01%
66,095
-33,264
-33% -$1.69M
GHC icon
1234
Graham Holdings Company
GHC
$5.15B
$3.52M 0.01%
6,880
+3,381
+97% +$1.65M
BSD
1235
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$3.52M 0.01%
260,601
+2,090
+0.8% +$28.9K
DIAX
1236
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.52M 0.01%
234,359
-61,569
-21% -$895K
HL icon
1237
Hecla Mining
HL
$11.2B
$3.52M 0.01%
670,816
-258,470
-28% -$1.52M
CE icon
1238
Celanese
CE
$4.61B
$3.51M 0.01%
44,564
-10,177
-19% -$765K
TSM icon
1239
TSMC
TSM
$2.15T
$3.5M 0.01%
121,597
-39,231
-24% -$1.18M
DCH
1240
Dauch Corp
DCH
$1.43B
$3.48M 0.01%
180,169
+157,360
+690% +$2.67M
CHMT
1241
DELISTED
Chemtura Corporation
CHMT
$3.47M 0.01%
104,450
+19,166
+22% +$632K
VR
1242
DELISTED
Validus Hold Ltd
VR
$3.46M 0.01%
62,972
+26,570
+73% +$1.4M
FPO
1243
DELISTED
First Potomac Realty Trust
FPO
$3.46M 0.01%
315,490
+34,983
+12% +$331K
RRGB icon
1244
Red Robin
RRGB
$151M
$3.45M 0.01%
61,234
+32,989
+117% +$1.65M
RES icon
1245
RPC Inc
RES
$1.28B
$3.45M 0.01%
174,265
+25,776
+17% +$483K
ACIC icon
1246
American Coastal Insurance
ACIC
$536M
$3.45M 0.01%
227,629
+210,695
+1,244% +$3.02M
PPC icon
1247
Pilgrim's Pride
PPC
$6.39B
$3.45M 0.01%
181,491
-58,639
-24% -$1.14M
PRAH
1248
DELISTED
PRA Health Sciences, Inc.
PRAH
$3.44M 0.01%
62,475
-12,966
-17% -$712K
GMLP
1249
DELISTED
Golar LNG Partners LP
GMLP
$3.44M 0.01%
143,154
+16,333
+13% +$348K
GCO icon
1250
Genesco
GCO
$443M
$3.44M 0.01%
55,316
+17,499
+46% +$1.07M
48 49
50
51 52

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.