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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PCF
1226
High Income Securities Fund
PCF
$99.6M
| $4.19M | 0.01% |
500,452
-17,829
| -3% | -$149K |
|
|
BCF
1227
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
| $4.16M | 0.01% |
467,793
-88,664
| -16% | -$771K |
|
1228
Lindsay Corp
LNN
$1.17B
| $4.16M | 0.01% |
47,144
-188
| -0.4% | -$15.9K |
|
1229
Celanese
CE
$4.72B
| $4.15M | 0.01% |
74,806
+24,256
| +48% | +$1.29M |
|
1230
Horace Mann Educators
HMN
$2.16B
| $4.14M | 0.01% |
142,937
+1,615
| +1% | +$46.7K |
|
|
NMA
1231
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
| $4.14M | 0.01% |
318,867
+18,884
| +6% | +$242K |
|
1232
Ironwood Pharmaceuticals
IRWD
$705M
| $4.13M | 0.01% |
400,629
+45,179
| +13% | +$508K |
|
|
VSI
1233
DELISTED
Vitamin Shoppe Inc.
VSI
| $4.13M | 0.01% |
86,912
+36,507
| +72% | +$1.67M |
|
|
DPG
1234
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
| $4.12M | 0.01% |
208,171
+54,703
| +36% | +$1.04M |
|
1235
Murphy USA
MUSA
$9.71B
| $4.11M | 0.01% |
101,165
+16,468
| +19% | +$666K |
|
1236
KT
KT
$8.81B
| $4.11M | 0.01% |
295,583
-86,839
| -23% | -$1.21M |
|
1237
California Water Service
CWT
$3.08B
| $4.1M | 0.01% |
171,343
-3,093
| -2% | -$71.1K |
|
1238
Arthur J. Gallagher & Co
AJG
$64.1B
| $4.1M | 0.01% |
86,151
-28,858
| -25% | -$1.35M |
|
|
LMOS
1239
DELISTED
Lumos Networks Corp
LMOS
| $4.09M | 0.01% |
305,869
+4,432
| +1% | +$75.7K |
|
|
BNA
1240
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
| $4.09M | 0.01% |
395,931
-73,749
| -16% | -$753K |
|
1241
Toronto Dominion Bank
TD
$201B
| $4.09M | 0.01% |
87,073
-140,259
| -62% | -$6.32M |
|
|
PML
1242
PIMCO Municipal Income Fund II
PML
$488M
| $4.09M | 0.01% |
352,665
-54,111
| -13% | -$619K |
|
|
HNT
1243
DELISTED
HEALTH NET INC
HNT
| $4.09M | 0.01% |
120,209
+9,466
| +9% | +$311K |
|
|
ITC
1244
DELISTED
ITC HOLDINGS CORP
ITC
| $4.09M | 0.01% |
109,423
+33,364
| +44% | +$1.14M |
|
1245
HSBC
HSBC
$353B
| $4.09M | 0.01% |
93,281
+39,993
| +75% | +$1.81M |
|
1246
PUT
iShares Russell 2000 ETF
IWM
$82.6B
| $4.08M | 0.01% |
61,100
-13,900
| -19% | -$1.6M |
|
|
CCC
1247
DELISTED
Calgon Carbon Corp
CCC
| $4.07M | 0.01% |
186,562
-95,474
| -34% | -$1.95M |
|
|
JHS
1248
John Hancock Income Securities Trust
JHS
$127M
| $4.07M | 0.01% |
280,834
-87,676
| -24% | -$1.28M |
|
1249
Eldorado Gold
EGO
$9.5B
| $4.07M | 0.01% |
145,905
+6,452
| +5% | +$211K |
|
1250
Halozyme
HALO
$10B
| $4.06M | 0.01% |
319,915
+79,320
| +33% | +$1.18M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.