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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
1201
DELISTED
TCF Financial Corporation Common Stock
TCF
$1.01M 0.01%
43,072
-22,559
-34% -$604K
PCG icon
1202
PG&E
PCG
$38.5B
$1M 0.01%
107,069
+39,250
+58% +$364K
GO icon
1203
Grocery Outlet
GO
$980M
$1M 0.01%
25,524
-3,023
-11% -$125K
FTV icon
1204
Fortive
FTV
$18.6B
$1M 0.01%
20,845
+267
+1% +$12.2K
NOV icon
1205
NOV
NOV
$7B
$1M 0.01%
110,515
-1,878
-2% -$22K
SSB icon
1206
SouthState Bank Corp
SSB
$10.5B
$1M 0.01%
20,771
+8,532
+70% +$441K
NDSN icon
1207
Nordson
NDSN
$17.3B
$999K 0.01%
5,208
+1,221
+31% +$235K
SMM
1208
DELISTED
Salient Midstream & MLP Fund
SMM
$999K 0.01%
285,445
-48,243
-14% -$192K
MOH icon
1209
Molina Healthcare
MOH
$10.3B
$998K 0.01%
5,452
-3,177
-37% -$578K
QLYS icon
1210
Qualys
QLYS
$6.35B
$998K 0.01%
10,182
+610
+6% +$65.2K
WIW
1211
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$997K 0.01%
88,723
+22,477
+34% +$256K
WSBC icon
1212
WesBanco
WSBC
$4B
$997K 0.01%
46,672
-2,220
-5% -$47.2K
HEI icon
1213
HEICO Corp
HEI
$51.4B
$990K 0.01%
9,458
-1,441
-13% -$149K
ILPT
1214
Industrial Logistics Properties Trust
ILPT
$586M
$988K 0.01%
45,185
-694
-2% -$14.8K
MGM icon
1215
MGM Resorts International
MGM
$11.2B
$988K 0.01%
45,388
+1,448
+3% +$28.7K
DECK icon
1216
Deckers Outdoor
DECK
$13.3B
$987K 0.01%
26,904
+5,106
+23% +$177K
HSBC icon
1217
HSBC
HSBC
$356B
$981K 0.01%
50,109
-9,637
-16% -$211K
OCSL icon
1218
Oaktree Specialty Lending
OCSL
$1.14B
$978K 0.01%
67,326
-2,591
-4% -$37K
ARW icon
1219
Arrow Electronics
ARW
$10.4B
$977K 0.01%
12,417
-2,269
-15% -$168K
CHDN icon
1220
Churchill Downs
CHDN
$6.12B
$977K 0.01%
11,936
+3,500
+41% +$271K
HAIN icon
1221
Hain Celestial
HAIN
$53.7M
$976K 0.01%
28,447
-3,675
-11% -$122K
TTE icon
1222
TotalEnergies
TTE
$190B
$976K 0.01%
28,453
-6,321
-18% -$241K
AZPN
1223
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$976K 0.01%
7,712
-1,086
-12% -$137K
BREW
1224
DELISTED
Craft Brew Alliance, Inc.
BREW
$970K 0.01%
58,766
– –
WTFC icon
1225
Wintrust Financial
WTFC
$10.7B
$969K 0.01%
24,177
+8,561
+55% +$366K
47 48
49
50 51

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.