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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXMD icon
1201
TherapeuticsMD
TXMD
$24.2M
$2.13M 0.01%
+6,486
New +$1.99M
TRN icon
1202
Trinity Industries
TRN
$2.47B
$2.13M 0.01%
80,531
-23,905
-23% -$627K
AREX
1203
DELISTED
Approach Resources Inc.
AREX
$2.13M 0.01%
952,807
-37,990
-4% -$86.1K
FDS icon
1204
Factset
FDS
$9.77B
$2.12M 0.01%
9,485
-2,541
-21% -$551K
PNF
1205
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.12M 0.01%
182,100
-2,902
-2% -$35.8K
ITUB icon
1206
Itaú Unibanco
ITUB
$90.2B
$2.12M 0.01%
398,099
-95,699
-19% -$514K
ARI
1207
Apollo Commercial Real Estate
ARI
$876M
$2.12M 0.01%
112,258
-14,463
-11% -$276K
SON icon
1208
Sonoco
SON
$5.64B
$2.12M 0.01%
38,167
+25,525
+202% +$1.42M
VMC icon
1209
Vulcan Materials
VMC
$36.5B
$2.12M 0.01%
19,014
+2,268
+14% +$263K
MPWR icon
1210
Monolithic Power Systems
MPWR
$66.8B
$2.11M 0.01%
16,828
-3,490
-17% -$486K
JHI
1211
John Hancock Investors Trust
JHI
$117M
$2.11M 0.01%
131,035
-11,605
-8% -$189K
BANF icon
1212
BancFirst
BANF
$3.81B
$2.1M 0.01%
35,119
-996
-3% -$62.2K
PHT
1213
DELISTED
Pioneer High Income Fund
PHT
$2.1M 0.01%
226,944
+75,465
+50% +$698K
BRKR icon
1214
Bruker
BRKR
$7.8B
$2.1M 0.01%
62,763
+14,719
+31% +$485K
MFL
1215
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.1M 0.01%
167,370
-3,692
-2% -$47K
IMPV
1216
DELISTED
Imperva, Inc.
IMPV
$2.09M 0.01%
45,038
+6,561
+17% +$317K
RWX icon
1217
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$2.09M 0.01%
54,665
-10,386
-16% -$406K
ESPR
1218
DELISTED
Esperion Therapeutics
ESPR
$2.08M 0.01%
46,985
-76
-0.2% -$3.49K
VVC
1219
DELISTED
Vectren Corporation
VVC
$2.07M 0.01%
28,999
-2,145
-7% -$153K
DNKN
1220
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.07M 0.01%
28,031
+4,964
+22% +$359K
MD icon
1221
Pediatrix Medical
MD
$2.15B
$2.06M 0.01%
44,190
+32,797
+288% +$1.51M
PZC
1222
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.06M 0.01%
202,713
-17,484
-8% -$185K
GDDY icon
1223
GoDaddy
GDDY
$11.4B
$2.06M 0.01%
24,677
-1,987
-7% -$155K
OXSQ icon
1224
Oxford Square Capital
OXSQ
$157M
$2.05M 0.01%
288,452
-7,517
-3% -$54.1K
SPIP icon
1225
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$2.05M 0.01%
75,258
+37,618
+100% +$1.03M
47 48
49
50 51

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.