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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
1201
Nektar Therapeutics
NKTR
$2.48B
$4.6M 0.01%
27,880
+7,597
+37% +$1.56M
FCT
1202
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$4.6M 0.01%
332,887
+89,119
+37% +$1.19M
HZNP
1203
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$4.59M 0.01%
176,743
+148,502
+526% +$2.72M
BHC icon
1204
Bausch Health
BHC
$2.21B
$4.57M 0.01%
23,018
-2,700
-10% -$479K
JUNO
1205
DELISTED
Juno Therapeutics, Inc.
JUNO
$4.57M 0.01%
+75,300
New +$3.65M
AXS icon
1206
AXIS Capital
AXS
$7.62B
$4.56M 0.01%
88,509
+34,546
+64% +$1.76M
VALE icon
1207
Vale
VALE
$62.6B
$4.53M 0.01%
800,812
+112,144
+16% +$813K
MCA
1208
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.53M 0.01%
289,308
-2,548
-0.9% -$39.4K
TXNM
1209
TXNM Energy Inc
TXNM
$5.92B
$4.52M 0.01%
154,940
+111,187
+254% +$3.24M
UIL
1210
DELISTED
UIL HOLDINGS
UIL
$4.5M 0.01%
87,607
-18,461
-17% -$862K
HPP
1211
Hudson Pacific Properties
HPP
$729M
$4.5M 0.01%
19,351
+11,019
+132% +$2.47M
NRP icon
1212
Natural Resource Partners
NRP
$1.39B
$4.49M 0.01%
66,279
+6,908
+12% +$565K
UNFI icon
1213
United Natural Foods
UNFI
$2.9B
$4.49M 0.01%
58,307
+965
+2% +$75.6K
CIG icon
1214
CEMIG Preferred Shares
CIG
$6.12B
$4.49M 0.01%
2,153,404
+18,459
+0.9% +$40.3K
DNP icon
1215
DNP Select Income Fund
DNP
$4.05B
$4.47M 0.01%
426,002
+26,057
+7% +$273K
ELS icon
1216
Equity Lifestyle Properties
ELS
$12.5B
$4.46M 0.01%
162,188
-24,438
-13% -$669K
EQNR icon
1217
Equinor
EQNR
$93.7B
$4.46M 0.01%
253,206
+34,850
+16% +$621K
MUC icon
1218
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$4.45M 0.01%
302,210
+7,463
+3% +$110K
BBT
1219
Beacon Financial Corp
BBT
$2.67B
$4.44M 0.01%
160,302
+13,901
+9% +$364K
EGL
1220
DELISTED
Engility Holdings, Inc.
EGL
$4.44M 0.01%
147,761
-6,118
-4% -$245K
BSJJ
1221
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$4.44M 0.01%
175,763
+16,301
+10% +$409K
SJI
1222
DELISTED
South Jersey Industries, Inc.
SJI
$4.43M 0.01%
163,298
+71,236
+77% +$2.03M
HPF
1223
John Hancock Preferred Income Fund II
HPF
$344M
$4.43M 0.01%
210,761
-33,673
-14% -$705K
GOF icon
1224
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
– –
0
– –
CMC icon
1225
Commercial Metals
CMC
$8.15B
$4.41M 0.01%
272,278
+96,256
+55% +$1.41M
47 48
49
50 51

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.