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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPF
1201
John Hancock Preferred Income Fund II
HPF
$343M
$4.87M 0.01%
235,514
-27,634
-11% -$564K
NKE icon
1202
PUT
Nike
NKE
$61.9B
$4.87M 0.01%
+125,400
New +$4.66M
SCCO icon
1203
Southern Copper
SCCO
$143B
$4.87M 0.01%
172,983
-9,999
-5% -$275K
CGO
1204
Calamos Global Total Return Fund
CGO
$125M
$4.86M 0.01%
325,710
-38,319
-11% -$564K
MMT
1205
Aberdeen Multi-Market Income Fund
MMT
$236M
$4.85M 0.01%
728,826
-285,603
-28% -$1.89M
BYM
1206
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$4.84M 0.01%
343,109
-73,532
-18% -$1.03M
HSIC icon
1207
Henry Schein
HSIC
$9.77B
$4.83M 0.01%
103,673
-15,200
-13% -$695K
DRE
1208
DELISTED
Duke Realty Corp.
DRE
$4.82M 0.01%
265,405
+54,923
+26% +$961K
TIP icon
1209
iShares TIPS Bond ETF
TIP
$14.5B
$4.82M 0.01%
41,756
+10,695
+34% +$1.22M
JPI
1210
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.81M 0.01%
204,804
-14,211
-6% -$330K
HLF icon
1211
Herbalife
HLF
$1.29B
$4.8M 0.01%
148,610
-15,562
-9% -$477K
FELE icon
1212
Franklin Electric
FELE
$4.63B
$4.79M 0.01%
118,852
+4,129
+4% +$164K
PKO
1213
DELISTED
Pimco Income Opportunity Fund
PKO
$4.79M 0.01%
163,560
-6,595
-4% -$190K
JBLU icon
1214
JetBlue
JBLU
$2.28B
$4.78M 0.01%
440,739
+85,284
+24% +$788K
PVTB
1215
DELISTED
PrivateBancorp Inc
PVTB
$4.78M 0.01%
164,335
-15,100
-8% -$428K
DRC
1216
DELISTED
DRESSER-RAND GROUP INC
DRC
$4.76M 0.01%
74,660
+34,894
+88% +$2.13M
PCQ
1217
Pimco California Municipal Income Fund
PCQ
$163M
$4.75M 0.01%
328,400
+20,504
+7% +$294K
TXRH icon
1218
Texas Roadhouse
TXRH
$13.5B
$4.74M 0.01%
182,263
-22,580
-11% -$572K
GRFS
1219
Grifois
GRFS
$5.36B
$4.72M 0.01%
214,470
-87,402
-29% -$1.83M
EFII
1220
DELISTED
Electronics for Imaging
EFII
$4.7M 0.01%
103,915
+26,866
+35% +$1.09M
DISH
1221
DELISTED
DISH Network Corp.
DISH
$4.69M 0.01%
72,033
-91,721
-56% -$5.51M
VNR
1222
DELISTED
Vanguard Natural Resources, LLC
VNR
$4.65M 0.01%
144,447
+37,385
+35% +$1.15M
UNT
1223
DELISTED
UNIT Corporation
UNT
$4.64M 0.01%
67,486
+12,679
+23% +$826K
UDR icon
1224
UDR
UDR
$12.3B
$4.63M 0.01%
161,700
-18,813
-10% -$507K
EVR icon
1225
Evercore
EVR
$12.4B
$4.62M 0.01%
80,123
+44,336
+124% +$2.43M
47 48
49
50 51

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.