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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
1176
Raymond James Financial
RJF
$34B
$1.53M 0.01%
18,702
+540
+3% +$40.2K
GRUB
1177
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.53M 0.01%
12,737
-4,238
-25% -$589K
SNP
1178
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.52M 0.01%
28,917
+8,470
+41% +$443K
EVY
1179
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.52M 0.01%
105,590
+1,253
+1% +$17.6K
ROKU icon
1180
Roku
ROKU
$22.7B
$1.52M 0.01%
4,673
+1,403
+43% +$550K
AFG icon
1181
American Financial Group
AFG
$12.1B
$1.52M 0.01%
13,332
+5,013
+60% +$518K
CLGX
1182
DELISTED
Corelogic, Inc.
CLGX
$1.52M 0.01%
19,183
+3,228
+20% +$257K
OGS icon
1183
ONE Gas
OGS
$5.04B
$1.52M 0.01%
19,724
+1,470
+8% +$107K
XPO icon
1184
XPO
XPO
$23.7B
$1.51M 0.01%
35,515
+3,947
+13% +$164K
EVR icon
1185
Evercore
EVR
$11.8B
$1.51M 0.01%
11,473
+7,442
+185% +$909K
NHI icon
1186
National Health Investors
NHI
$3.65B
$1.51M 0.01%
20,858
-3,343
-14% -$233K
WAFD icon
1187
WaFd
WAFD
$2.75B
$1.49M 0.01%
48,419
+20,271
+72% +$606K
EME icon
1188
Emcor
EME
$36B
$1.48M 0.01%
13,226
+1,807
+16% +$181K
MBT
1189
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$1.48M 0.01%
177,357
-16,971
-9% -$149K
KSM
1190
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.48M 0.01%
124,858
+18,328
+17% +$215K
HOG icon
1191
Harley-Davidson
HOG
$2.71B
$1.48M 0.01%
36,814
+2,119
+6% +$78.8K
PFF icon
1192
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.47M 0.01%
38,378
+23,360
+156% +$886K
FAM
1193
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.47M 0.01%
147,068
+44,380
+43% +$457K
KMPR icon
1194
Kemper
KMPR
$1.68B
$1.47M 0.01%
18,465
+7,648
+71% +$589K
E icon
1195
ENI
E
$77.5B
$1.47M 0.01%
59,447
+16,175
+37% +$365K
CVSA
1196
Covista Inc
CVSA
$4.8B
$1.46M 0.01%
36,972
+15,492
+72% +$604K
PHI icon
1197
PLDT
PHI
$4.33B
$1.46M 0.01%
55,903
+13,075
+31% +$366K
GBT
1198
DELISTED
Global Blood Therapeutics, Inc.
GBT
$1.46M 0.01%
35,824
-3,374
-9% -$155K
CTB
1199
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.46M 0.01%
+26,011
New +$1.25M
SAIA icon
1200
Saia
SAIA
$9.72B
$1.46M 0.01%
6,312
-2,192
-26% -$447K
46 47
48
49 50

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.