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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQCL
1176
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$3.88M 0.01%
531,657
-82,579
-13% -$667K
DIAX
1177
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.85M 0.01%
245,832
+11,473
+5% +$180K
NBIX icon
1178
Neurocrine Biosciences
NBIX
$16.8B
$3.84M 0.01%
88,765
+6,620
+8% +$284K
HI
1179
DELISTED
Hillenbrand
HI
$3.83M 0.01%
106,943
+14,458
+16% +$533K
MTH icon
1180
Meritage Homes
MTH
$4.58B
$3.83M 0.01%
208,086
-34,242
-14% -$613K
PGF icon
1181
Invesco Financial Preferred ETF
PGF
$677M
$3.83M 0.01%
204,978
-40,647
-17% -$750K
SENEA icon
1182
Seneca Foods Class A
SENEA
$1.12B
$3.8M 0.01%
105,355
-19,812
-16% -$747K
SJR
1183
DELISTED
Shaw Communications Inc.
SJR
$3.79M 0.01%
182,911
+20,084
+12% +$422K
AKR icon
1184
Acadia Realty Trust
AKR
$3.09B
$3.78M 0.01%
125,797
+1,684
+1% +$53.1K
CVLT icon
1185
Commault Systems
CVLT
$4.88B
$3.78M 0.01%
74,328
-3,571
-5% -$182K
MDCO
1186
DELISTED
Medicines Co
MDCO
$3.78M 0.01%
77,192
-4,942
-6% -$225K
ROIC
1187
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3.77M 0.01%
179,105
-7,197
-4% -$152K
GES
1188
DELISTED
Guess Inc
GES
$3.75M 0.01%
336,787
+1,190
+0.4% +$14.6K
BAP icon
1189
Credicorp
BAP
$31.8B
$3.75M 0.01%
22,995
-2,405
-9% -$395K
PBA icon
1190
Pembina Pipeline
PBA
$28.4B
$3.75M 0.01%
118,593
+18,943
+19% +$602K
GHC icon
1191
Graham Holdings Company
GHC
$5.1B
$3.74M 0.01%
6,237
-643
-9% -$351K
DST
1192
DELISTED
DST Systems Inc.
DST
$3.73M 0.01%
60,838
+11,582
+24% +$672K
RDS.A
1193
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.73M 0.01%
70,667
+255
+0.4% +$13.6K
SLV icon
1194
iShares Silver Trust
SLV
$28B
$3.7M 0.01%
214,512
+3,252
+2% +$53.8K
ACV
1195
Virtus Diversified Income & Convertible Fund
ACV
$278M
$3.69M 0.01%
181,816
+41,553
+30% +$823K
GPOR
1196
DELISTED
Gulfport Energy Corp.
GPOR
$3.68M 0.01%
214,265
+5,233
+3% +$100K
FLG
1197
Flagstar Bank National Association
FLG
$5.93B
$3.68M 0.01%
87,772
+23,257
+36% +$1.05M
TCF
1198
DELISTED
TCF Financial Corporation Common Stock
TCF
$3.67M 0.01%
71,835
+9,572
+15% +$495K
RVT icon
1199
Royce Value Trust
RVT
$2.21B
$3.67M 0.01%
262,411
+32,469
+14% +$452K
UCB
1200
United Community Banks
UCB
$4.24B
$3.67M 0.01%
132,541
+7,985
+6% +$227K
46 47
48
49 50

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.