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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
1176
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.05M 0.01%
+10,938
New +$6.37M
TWTC
1177
DELISTED
TW TELECOM INC CL A COM
TWTC
$5.05M 0.01%
125,249
+84,539
+208% +$2.79M
AWR icon
1178
American States Water
AWR
$3.36B
$5.02M 0.01%
151,065
+6,799
+5% +$208K
RAD
1179
DELISTED
Rite Aid Corporation
RAD
$5.01M 0.01%
34,927
-3,695
-10% -$545K
PES
1180
DELISTED
Pioneer Energy Services Corp.
PES
$5.01M 0.01%
285,533
+1,655
+0.6% +$24.8K
PPLT
1181
abrdn Physical Platinum Shares ETF
PPLT
$1.88B
$5.01M 0.01%
346,170
-40,510
-10% -$571K
PANW icon
1182
Palo Alto Networks
PANW
$270B
$4.99M 0.01%
356,832
+156,618
+78% +$1.83M
ARCB icon
1183
ArcBest
ARCB
$3.23B
$4.98M 0.01%
114,494
+33,910
+42% +$1.37M
SINA
1184
PUT
DELISTED
Sina Corp
SINA
$4.98M 0.01%
100,000
+90,000
+900% +$4.42M
MATX icon
1185
Matsons
MATX
$6.13B
$4.97M 0.01%
185,327
-8,121
-4% -$198K
APLP
1186
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$4.97M 0.01%
175,701
+80,513
+85% +$2.32M
CRI icon
1187
Carter's
CRI
$1.42B
$4.96M 0.01%
71,929
-5,357
-7% -$389K
IJH icon
1188
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.96M 0.01%
173,195
-22,645
-12% -$622K
MDCO
1189
DELISTED
Medicines Co
MDCO
$4.95M 0.01%
170,446
-35,959
-17% -$960K
MCRS
1190
DELISTED
MICROS SYSTEMS INC
MCRS
$4.95M 0.01%
72,826
+64,033
+728% +$3.5M
EMB icon
1191
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.94M 0.01%
42,839
+22,586
+112% +$2.56M
FNV icon
1192
Franco-Nevada
FNV
$41.1B
$4.93M 0.01%
85,852
+23,270
+37% +$1.14M
BTM
1193
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$4.92M 0.01%
5,737,670
+1,989,713
+53% +$1.71M
DLR icon
1194
Digital Realty Trust
DLR
$69.7B
$4.91M 0.01%
84,280
-41
-0% -$2.3K
DWA
1195
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$4.91M 0.01%
211,220
+45,573
+28% +$1.19M
TGP
1196
DELISTED
Teekay LNG Partners L.P.
TGP
$4.91M 0.01%
106,358
-13,800
-11% -$606K
BXMT icon
1197
Blackstone Mortgage Trust
BXMT
$2.45B
$4.9M 0.01%
168,904
+118,878
+238% +$3.44M
ACTG icon
1198
Acacia Research
ACTG
$428M
$4.89M 0.01%
275,378
-83,756
-23% -$1.36M
NXZ
1199
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$4.89M 0.01%
351,588
+63,854
+22% +$886K
TOO
1200
DELISTED
Teekay Offshore Partners L.P.
TOO
$4.88M 0.01%
135,031
-18,010
-12% -$633K
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.