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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALV icon
1151
Autoliv
ALV
$9B
$982K 0.01%
14,747
-2,160
-13% -$167K
VSH icon
1152
Vishay Intertechnology
VSH
$5.43B
$980K 0.01%
55,099
-35,253
-39% -$687K
B
1153
DELISTED
Barnes Group Inc.
B
$980K 0.01%
+33,927
New +$1.09M
MMS icon
1154
Maximus
MMS
$3.1B
$978K 0.01%
16,908
-2,314
-12% -$144K
SAND
1155
DELISTED
Sandstorm Gold
SAND
$975K 0.01%
188,573
-29,845
-14% -$174K
AMED
1156
DELISTED
Amedisys
AMED
$974K 0.01%
10,063
-1,359
-12% -$162K
INSP icon
1157
Inspire Medical Systems
INSP
$1.74B
$973K 0.01%
5,486
+3,744
+215% +$752K
RQI icon
1158
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$973K 0.01%
86,482
-4,384
-5% -$62.5K
CHRD icon
1159
Chord Energy
CHRD
$7.39B
$971K 0.01%
7,097
+2,157
+44% +$277K
FFWM
1160
DELISTED
First Foundation Inc
FFWM
$971K 0.01%
53,571
+1,813
+4% +$36K
CNQ icon
1161
Canadian Natural Resources
CNQ
$93.8B
$968K 0.01%
41,570
-951
-2% -$24.6K
TWLO icon
1162
Twilio
TWLO
$36.6B
$966K 0.01%
13,972
+1,167
+9% +$93.3K
LITE icon
1163
Lumentum
LITE
$69.3B
$965K 0.01%
14,083
-812
-5% -$67.3K
SPXX icon
1164
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$963K 0.01%
64,141
-1,929
-3% -$30.9K
MTX icon
1165
Minerals Technologies
MTX
$2.34B
$961K 0.01%
19,442
-7,038
-27% -$428K
EWBC icon
1166
East-West Bancorp
EWBC
$18B
$954K 0.01%
14,202
-7,718
-35% -$549K
MAG
1167
DELISTED
MAG Silver
MAG
$953K 0.01%
76,351
-34,412
-31% -$426K
PGX icon
1168
Invesco Preferred ETF
PGX
$3.78B
$952K 0.01%
80,141
+3,809
+5% +$47.9K
THC icon
1169
Tenet Healthcare
THC
$21.1B
$950K 0.01%
18,425
-668
-3% -$39.6K
HAFC icon
1170
Hanmi Financial
HAFC
$946M
$948K 0.01%
40,027
-1,969
-5% -$48.3K
CBRE icon
1171
CBRE Group
CBRE
$42.9B
$946K 0.01%
14,009
-11,901
-46% -$943K
SM icon
1172
SM Energy
SM
$6.87B
$937K 0.01%
24,910
-6,000
-19% -$236K
AXIA
1173
DELISTED
AXIA Energia
AXIA
$936K 0.01%
147,162
+12,449
+9% +$86.4K
DFP
1174
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$934K 0.01%
49,184
+8,560
+21% +$184K
MP icon
1175
MP Materials
MP
$9.1B
$934K 0.01%
34,203
+19,519
+133% +$638K
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.