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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.74B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VVC
1151
DELISTED
Vectren Corporation
VVC
| $4.02M | 0.01% |
95,746
-17,582
| -16% | -$716K |
|
|
EVF
1152
Eaton Vance Senior Income Trust
EVF
$90.5M
| $4M | 0.01% |
681,931
-4,057
| -0.6% | -$24.9K |
|
|
BBT
1153
Beacon Financial Corp
BBT
$2.66B
| $4M | 0.01% |
145,192
-2,845
| -2% | -$80.5K |
|
1154
PLDT
PHI
$4.33B
| $4M | 0.01% |
86,566
+506
| +0.6% | +$28.7K |
|
1155
Matsons
MATX
$6.18B
| $4M | 0.01% |
103,796
-9,665
| -9% | -$382K |
|
|
RGC
1156
DELISTED
Regal Entertainment Group
RGC
| $3.99M | 0.01% |
213,743
-28,958
| -12% | -$559K |
|
|
ARI
1157
Apollo Commercial Real Estate
ARI
$885M
| $3.99M | 0.01% |
253,982
-210,563
| -45% | -$3.5M |
|
|
MYJ
1158
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
| $3.98M | 0.01% |
271,448
+19,964
| +8% | +$291K |
|
|
CAJ
1159
DELISTED
Canon, Inc.
CAJ
| $3.97M | 0.01% |
137,096
-18,587
| -12% | -$580K |
|
|
CVA
1160
DELISTED
Covanta Holding Corporation
CVA
| $3.97M | 0.01% |
227,593
-98,772
| -30% | -$1.95M |
|
|
DIAX
1161
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $3.97M | 0.01% |
294,579
-24,619
| -8% | -$353K |
|
1162
Teekay
TK
$985M
| $3.97M | 0.01% |
133,858
+11,539
| +9% | +$413K |
|
1163
Sabesp
SBS
$18.7B
| $3.96M | 0.01% |
5,268,275
+142,511
| +3% | +$128K |
|
|
EVRI
1164
DELISTED
Everi Holdings
EVRI
| $3.95M | 0.01% |
770,422
-263,707
| -26% | -$1.51M |
|
|
HDS
1165
DELISTED
HD Supply Holdings, Inc.
HDS
| $3.94M | 0.01% |
137,847
+48
| +0% | +$1.61K |
|
|
SDRL
1166
DELISTED
Seadrill Limited Common Stock
SDRL
| $3.93M | 0.01% |
2,486
-616
| -20% | -$1.31M |
|
1167
Manulife Financial
MFC
$73.5B
| $3.91M | 0.01% |
252,399
-60,639
| -19% | -$1.02M |
|
1168
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
| $3.91M | 0.01% |
86,442
-2,605
| -3% | -$122K |
|
|
HW
1169
DELISTED
Headwaters Inc
HW
| $3.9M | 0.01% |
207,751
+56,352
| +37% | +$1.1M |
|
|
FAM
1170
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $3.88M | 0.01% |
400,834
-97,816
| -20% | -$1M |
|
|
HYI
1171
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
| $3.87M | 0.01% |
276,433
-87,461
| -24% | -$1.28M |
|
|
TEF
1172
DELISTED
Telefonica
TEF
| $3.87M | 0.01% |
425,368
+186,328
| +78% | +$1.98M |
|
1173
Invesco Municipal Income Opportunities Trust
OIA
$292M
| $3.86M | 0.01% |
570,664
-37,182
| -6% | -$250K |
|
|
AMSG
1174
DELISTED
Amsurg Corp
AMSG
| $3.84M | 0.01% |
49,383
+3,806
| +8% | +$294K |
|
|
LUMO
1175
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
| $3.83M | 0.01% |
11,858
-1,965
| -14% | -$863K |
|
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Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.