We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXNM
1151
TXNM Energy Inc
TXNM
$5.94B
$5.45M 0.01%
218,871
-49,823
-19% -$1.32M
ULQ
1152
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$5.44M 0.01%
108,400
– –
TECH icon
1153
Bio-Techne
TECH
$11.2B
$5.43M 0.01%
232,408
+920
+0.4% +$21.6K
INVA icon
1154
Innoviva
INVA
$1.54B
$5.42M 0.01%
317,143
+97,552
+44% +$2.24M
CAB
1155
DELISTED
Cabela's Inc
CAB
$5.41M 0.01%
91,877
-548,814
-86% -$32.8M
FGP
1156
DELISTED
Ferrellgas Partners, L.P.
FGP
$5.4M 0.01%
200,904
-7,822
-4% -$211K
WTS icon
1157
Watts Water Technologies
WTS
$12B
$5.39M 0.01%
92,546
+5,724
+7% +$350K
NMA
1158
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.38M 0.01%
398,694
+14,349
+4% +$195K
GRFS
1159
Grifois
GRFS
$5.49B
$5.38M 0.01%
305,980
+91,510
+43% +$1.78M
RTX icon
1160
CALL
RTX Corp
RTX
$294B
$5.36M 0.01%
+80,721
New +$5.54M
RWX icon
1161
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$5.33M 0.01%
128,734
+43,055
+50% +$1.89M
VTOL icon
1162
Bristow Group
VTOL
$1.41B
$5.3M 0.01%
121,896
-15,284
-11% -$802K
EXG icon
1163
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$5.3M 0.01%
528,156
+2,050
+0.4% +$21.1K
JGV
1164
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$5.29M 0.01%
395,711
-250
-0.1% -$3.55K
AAT
1165
American Assets Trust
AAT
$1.42B
$5.28M 0.01%
160,155
+64,874
+68% +$2.25M
JOYY
1166
JOYY Inc
JOYY
$3.77B
$5.27M 0.01%
70,391
+1,238
+2% +$101K
GLOG
1167
DELISTED
GASLOG LTD
GLOG
$5.27M 0.01%
239,319
+98,883
+70% +$2.55M
XLE icon
1168
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$5.26M 0.01%
116,200
-131,200
-53% -$6.35M
BIO icon
1169
Bio-Rad Laboratories Class A
BIO
$8.91B
$5.24M 0.01%
46,216
+2,621
+6% +$311K
NMM icon
1170
Navios Maritime Partners
NMM
$2.23B
$5.24M 0.01%
19,592
-1,473
-7% -$428K
HEP
1171
DELISTED
Holly Energy Partners, L.P.
HEP
$5.23M 0.01%
143,624
+48,842
+52% +$1.7M
NPT
1172
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$5.22M 0.01%
410,010
-42,077
-9% -$535K
EOCC
1173
DELISTED
Enel Generacion Chile S.A.
EOCC
$5.21M 0.01%
171,381
-13,400
-7% -$425K
IRF
1174
DELISTED
INTL RECTIFIER CORP
IRF
$5.21M 0.01%
132,769
+43,817
+49% +$1.42M
BUD icon
1175
AB InBev
BUD
$167B
$5.18M 0.01%
46,755
+17,810
+62% +$1.99M
45 46
47
48 49

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.