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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1151
Prospect Capital
PSEC
$1.07B
$5.28M 0.01%
496,883
+55,283
+13% +$575K
UI icon
1152
Ubiquiti
UI
$33.7B
$5.27M 0.01%
116,640
+56,084
+93% +$2.2M
CAJ
1153
DELISTED
Canon, Inc.
CAJ
$5.26M 0.01%
160,744
+45,038
+39% +$1.45M
TCOM icon
1154
Trip.com Group
TCOM
$29.6B
$5.26M 0.01%
164,328
-88,778
-35% -$2.39M
VCV icon
1155
Invesco California Value Municipal Income Trust
VCV
$518M
$5.23M 0.01%
422,636
-26,248
-6% -$320K
SUNE
1156
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$5.23M 0.01%
+228,800
New +$4.45M
JOYY
1157
JOYY Inc
JOYY
$3.71B
$5.22M 0.01%
69,153
+19,064
+38% +$1.24M
BIO icon
1158
Bio-Rad Laboratories Class A
BIO
$8.71B
$5.22M 0.01%
43,595
-12,354
-22% -$1.51M
GDF
1159
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$5.2M 0.01%
464,330
-35,112
-7% -$393K
MITT
1160
TPG Mortgage Investment Trust
MITT
$222M
$5.18M 0.01%
91,318
-19,332
-17% -$1.07M
RVT icon
1161
Royce Value Trust
RVT
$2.2B
$5.17M 0.01%
323,269
+85,548
+36% +$1.33M
EGO icon
1162
Eldorado Gold
EGO
$7.87B
$5.17M 0.01%
135,079
-10,826
-7% -$331K
NMA
1163
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M 0.01%
384,345
+65,478
+21% +$871K
RGEN icon
1164
Repligen
RGEN
$7.96B
$5.16M 0.01%
226,507
+208,170
+1,135% +$3.71M
GPRE icon
1165
Green Plains
GPRE
$1.18B
$5.16M 0.01%
156,873
-16,119
-9% -$474K
IHG icon
1166
InterContinental Hotels
IHG
$23.9B
$5.15M 0.01%
86,757
+1,542
+2% +$80.5K
VRE
1167
DELISTED
Veris Residential
VRE
$5.14M 0.01%
239,070
-17,495
-7% -$370K
ULTA icon
1168
Ulta Beauty
ULTA
$22B
$5.13M 0.01%
55,747
+30,403
+120% +$2.74M
SR icon
1169
Spire
SR
$4.72B
$5.12M 0.01%
105,444
-108,102
-51% -$5.05M
HUBG icon
1170
HUB Group
HUBG
$2.85B
$5.09M 0.01%
201,836
+84,254
+72% +$1.92M
SIRI icon
1171
SiriusXM
SIRI
$9.98B
$5.08M 0.01%
146,919
-2,993
-2% -$97.4K
TDS icon
1172
Telephone and Data Systems
TDS
$3.82B
$5.08M 0.01%
194,599
+81,083
+71% +$2.15M
NAD icon
1173
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$5.08M 0.01%
359,262
-115,763
-24% -$1.6M
CBRL icon
1174
Cracker Barrel
CBRL
$1.26B
$5.06M 0.01%
50,807
-1,761
-3% -$173K
UVE icon
1175
Universal Insurance Holdings
UVE
$1.22B
$5.05M 0.01%
389,647
+373,190
+2,268% +$4.91M
45 46
47
48 49

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.