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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXD
1151
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$4.72M 0.01%
340,716
-205,256
-38% -$2.93M
HYD icon
1152
VanEck High Yield Muni ETF
HYD
$4.44B
$4.72M 0.01%
79,849
+29,007
+57% +$1.69M
HLF icon
1153
Herbalife
HLF
$1.31B
$4.7M 0.01%
164,172
-11,744
-7% -$388K
WABC icon
1154
Westamerica Bancorp
WABC
$1.38B
$4.68M 0.01%
86,521
+82,022
+1,823% +$4.27M
JSN
1155
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$4.68M 0.01%
371,863
-134,292
-27% -$1.69M
UDR icon
1156
UDR
UDR
$12.4B
$4.66M 0.01%
180,513
+58,034
+47% +$1.45M
AWR icon
1157
American States Water
AWR
$3.33B
$4.66M 0.01%
144,266
+1,489
+1% +$43.6K
NVC
1158
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$4.64M 0.01%
320,992
-23,080
-7% -$334K
CPA icon
1159
Copa Holdings
CPA
$6.15B
$4.63M 0.01%
31,924
+6,707
+27% +$933K
NRP icon
1160
Natural Resource Partners
NRP
$1.39B
$4.63M 0.01%
29,080
-705
-2% -$114K
NEV
1161
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$4.63M 0.01%
333,032
-36,630
-10% -$506K
QCOR
1162
DELISTED
QUESTCOR PHARMA INC
QCOR
$4.61M 0.01%
70,965
-9,078
-11% -$580K
MUJ icon
1163
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$643M
$4.6M 0.01%
332,854
-37,064
-10% -$504K
WPM icon
1164
Wheaton Precious Metals
WPM
$55.8B
$4.57M 0.01%
200,955
-4,830
-2% -$114K
SUI icon
1165
Sun Communities
SUI
$14.9B
$4.55M 0.01%
100,938
+32,527
+48% +$1.47M
MHN
1166
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.55M 0.01%
340,313
-5,254
-2% -$68.6K
WPP
1167
DELISTED
WAUSAU PAPER CORP.
WPP
$4.55M 0.01%
357,097
+30,740
+9% +$403K
CTF
1168
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$4.54M 0.01%
+273,905
New +$4.65M
WPZ
1169
DELISTED
Williams Partners L.P.
WPZ
$4.53M 0.01%
83,558
-7,444
-8% -$394K
UCB
1170
United Community Banks
UCB
$4.32B
$4.53M 0.01%
233,154
-26,093
-10% -$464K
ARW icon
1171
Arrow Electronics
ARW
$11.6B
$4.52M 0.01%
76,101
-5,305
-7% -$289K
IAE
1172
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.5M
$4.51M 0.01%
354,405
+4,228
+1% +$51.8K
MANT
1173
DELISTED
Mantech International Corp
MANT
$4.5M 0.01%
153,040
+21,221
+16% +$623K
CTCM
1174
DELISTED
CTC MEDIA INC COM STK
CTCM
$4.5M 0.01%
488,729
+43,504
+10% +$481K
SLV icon
1175
iShares Silver Trust
SLV
$29.9B
$4.49M 0.01%
235,905
+43,300
+22% +$852K
45 46
47
48 49

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.