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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGC
1126
DELISTED
Regal Entertainment Group
RGC
$4.05M 0.01%
214,537
+794
+0.4% +$15.1K
GOLD
1127
DELISTED
Randgold Resources Ltd
GOLD
$4.05M 0.01%
65,791
+17,208
+35% +$1.09M
HPI
1128
John Hancock Preferred Income Fund
HPI
$432M
$4.04M 0.01%
201,886
-40,766
-17% -$802K
SAGE
1129
DELISTED
Sage Therapeutics
SAGE
$4.03M 0.01%
69,160
-35,003
-34% -$1.73M
ATO icon
1130
Atmos Energy
ATO
$28.7B
$4.03M 0.01%
63,944
-10,928
-15% -$672K
HW
1131
DELISTED
Headwaters Inc
HW
$4.02M 0.01%
237,996
+30,245
+15% +$569K
DEO icon
1132
Diageo
DEO
$49.2B
$4M 0.01%
36,678
-49,227
-57% -$5.55M
PGRE
1133
DELISTED
Paramount Group
PGRE
$4M 0.01%
221,077
+89,913
+69% +$1.61M
FEI
1134
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$3.99M 0.01%
301,737
+27,039
+10% +$397K
HR icon
1135
Healthcare Realty
HR
$7.07B
$3.99M 0.01%
147,789
+96,857
+190% +$2.5M
GES
1136
DELISTED
Guess Inc
GES
$3.98M 0.01%
210,957
+32,993
+19% +$678K
FMBI
1137
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$3.98M 0.01%
216,054
+85,663
+66% +$1.58M
MLI icon
1138
Mueller Industries
MLI
$15.3B
$3.97M 0.01%
585,844
+113,316
+24% +$859K
PZC
1139
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.97M 0.01%
332,684
+63,382
+24% +$720K
NVX
1140
DELISTED
Nuveen Calif Div Muni
NVX
$3.96M 0.01%
257,302
+87,980
+52% +$1.33M
CGI
1141
DELISTED
Celadon Group Inc
CGI
$3.94M 0.01%
398,877
+233,940
+142% +$3.17M
ARCC icon
1142
Ares Capital
ARCC
$13.9B
$3.94M 0.01%
276,731
+49,005
+22% +$744K
ISIL
1143
DELISTED
Intersil Corp
ISIL
$3.94M 0.01%
308,921
+37,430
+14% +$497K
OIA icon
1144
Invesco Municipal Income Opportunities Trust
OIA
$287M
$3.91M 0.01%
535,865
-34,799
-6% -$244K
SPXX icon
1145
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$339M
$3.9M 0.01%
289,931
-116,508
-29% -$1.58M
TTEK icon
1146
Tetra Tech
TTEK
$8.78B
$3.89M 0.01%
748,225
-116,840
-14% -$624K
HLF icon
1147
Herbalife
HLF
$1.31B
$3.89M 0.01%
145,234
+35,178
+32% +$977K
JHI
1148
John Hancock Investors Trust
JHI
$116M
$3.89M 0.01%
270,290
-35,110
-11% -$514K
MDY icon
1149
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.89M 0.01%
15,300
-5,300
-26% -$1.38M
TECD
1150
DELISTED
Tech Data Corp
TECD
$3.88M 0.01%
58,532
+15,696
+37% +$1.12M
44 45
46
47 48

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.