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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCQ
1126
Pimco California Municipal Income Fund
PCQ
$166M
$5M 0.01%
319,850
-40,193
-11% -$594K
UPBD icon
1127
Upbound Group
UPBD
$1.2B
$5M 0.01%
137,740
-144,573
-51% -$4.66M
SIRI icon
1128
SiriusXM
SIRI
$10.4B
$5M 0.01%
142,775
-779
-0.5% -$26.8K
PEI
1129
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$4.99M 0.01%
14,178
+431
+3% +$141K
HEP
1130
DELISTED
Holly Energy Partners, L.P.
HEP
$4.97M 0.01%
166,341
+22,717
+16% +$748K
HPF
1131
John Hancock Preferred Income Fund II
HPF
$345M
$4.97M 0.01%
244,434
+13,563
+6% +$276K
EOCC
1132
DELISTED
Enel Generacion Chile S.A.
EOCC
$4.96M 0.01%
160,314
-11,067
-6% -$343K
DQ
1133
Daqo New Energy
DQ
$907M
$4.93M 0.01%
936,385
+148,890
+19% +$1M
CHSP
1134
DELISTED
Chesapeake Lodging Trust
CHSP
$4.9M 0.01%
131,626
+66,561
+102% +$2.21M
CMO
1135
DELISTED
Capstead Mortgage Corp.
CMO
$4.9M 0.01%
398,811
-125,578
-24% -$1.6M
DEI icon
1136
Douglas Emmett
DEI
$2B
$4.87M 0.01%
171,431
+31,361
+22% +$864K
NMZ icon
1137
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$4.87M 0.01%
363,101
+13,094
+4% +$173K
QVCGA
1138
DELISTED
QVC Group Inc Series A
QVCGA
$4.86M 0.01%
3,403
-672
-16% -$883K
MNKD icon
1139
MannKind Corp
MNKD
$1.22B
$4.85M 0.01%
186,165
+14,503
+8% +$410K
IPHS
1140
DELISTED
Innophos Holdings, Inc.
IPHS
$4.85M 0.01%
82,962
+59,314
+251% +$3.33M
TDS icon
1141
Telephone and Data Systems
TDS
$4.07B
$4.84M 0.01%
191,882
-48,098
-20% -$1.18M
ORAN
1142
DELISTED
Orange
ORAN
$4.82M 0.01%
284,916
-88,242
-24% -$1.4M
ELS icon
1143
Equity Lifestyle Properties
ELS
$12.6B
$4.81M 0.01%
186,626
-2,528
-1% -$60.8K
FELE icon
1144
Franklin Electric
FELE
$4.86B
$4.8M 0.01%
128,001
+1,188
+0.9% +$43.8K
QIHU
1145
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$4.8M 0.01%
83,822
-15,925
-16% -$1.05M
AAMC
1146
DELISTED
Altisource Asset Management Corp
AAMC
$4.8M 0.01%
26,301
-12,928
-33% -$3.99M
AGCO icon
1147
AGCO
AGCO
$7.51B
$4.79M 0.01%
106,064
+38,790
+58% +$1.72M
BKN
1148
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.79M 0.01%
291,800
+14,065
+5% +$223K
BRC icon
1149
Brady Corp
BRC
$4.6B
$4.75M 0.01%
173,857
+154,365
+792% +$3.75M
VRSK icon
1150
Verisk Analytics
VRSK
$25.1B
$4.75M 0.01%
74,130
+4,404
+6% +$274K
44 45
46
47 48

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.