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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCRX icon
1101
Pacira BioSciences
PCRX
$1.02B
$2.57M 0.02%
52,296
-8,949
-15% -$387K
SGMO
1102
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2.57M 0.02%
151,525
-400
-0.3% -$6.08K
CTRA
1103
DELISTED
Coterra Energy
CTRA
$2.57M 0.02%
113,953
-13,295
-10% -$310K
OCSL icon
1104
Oaktree Specialty Lending
OCSL
$1.12B
$2.56M 0.02%
172,073
-26,033
-13% -$384K
HEQ
1105
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$2.56M 0.02%
162,108
+3,168
+2% +$51.1K
AU icon
1106
AngloGold Ashanti
AU
$44.3B
$2.55M 0.02%
297,264
+31,921
+12% +$263K
TVPT
1107
DELISTED
Travelport Worldwide Limited
TVPT
$2.54M 0.02%
150,335
-482
-0.3% -$8.93K
DPZ icon
1108
Domino's
DPZ
$11.9B
$2.53M 0.02%
8,592
-1,200
-12% -$340K
TPH
1109
DELISTED
Tri Pointe Homes
TPH
$2.53M 0.02%
203,859
+73,963
+57% +$1.09M
DIAX
1110
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.52M 0.02%
127,141
-3,390
-3% -$65K
VGI
1111
Virtus Global Multi-Sector Income Fund
VGI
$83M
$2.52M 0.02%
190,296
+32,827
+21% +$439K
GBT
1112
DELISTED
Global Blood Therapeutics, Inc.
GBT
$2.51M 0.02%
66,077
+2,506
+4% +$111K
TRP icon
1113
TC Energy
TRP
$66.6B
$2.51M 0.02%
62,073
+30,075
+94% +$1.3M
MOH icon
1114
Molina Healthcare
MOH
$10B
$2.5M 0.02%
16,835
+6,161
+58% +$786K
NUW icon
1115
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$2.5M 0.02%
169,454
+9,404
+6% +$143K
PTLA
1116
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.49M 0.02%
93,565
+17,835
+24% +$582K
NLSN
1117
DELISTED
Nielsen Holdings plc
NLSN
$2.49M 0.02%
90,029
+9,419
+12% +$254K
EWBC icon
1118
East-West Bancorp
EWBC
$18.1B
$2.49M 0.02%
41,213
+278
+0.7% +$17.9K
LNG icon
1119
Cheniere Energy
LNG
$55.7B
$2.48M 0.02%
35,717
+12,678
+55% +$817K
AVAL icon
1120
Grupo Aval
AVAL
$6.07B
$2.48M 0.02%
319,455
-12,218
-4% -$96.8K
PPLT
1121
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
$2.48M 0.02%
320,180
-21,430
-6% -$166K
SIR
1122
DELISTED
SELECT INCOME REIT
SIR
$2.48M 0.02%
256,784
+6,088
+2% +$57.2K
CPA icon
1123
Copa Holdings
CPA
$5.8B
$2.48M 0.02%
31,004
-623
-2% -$54.6K
SEIC icon
1124
SEI Investments
SEIC
$12.6B
$2.46M 0.02%
40,319
-72,017
-64% -$4.47M
WASH icon
1125
Washington Trust Bancorp
WASH
$745M
$2.46M 0.02%
44,482
-1,028
-2% -$60.4K
43 44
45
46 47

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.