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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTN
1101
DELISTED
SpartanNash
SPTN
$4.72M 0.01%
178,849
+8,341
+5% +$215K
STLD icon
1102
Steel Dynamics
STLD
$36B
$4.71M 0.01%
136,756
+81,637
+148% +$2.86M
RVT icon
1103
Royce Value Trust
RVT
$2.21B
$4.69M 0.01%
297,214
+61,310
+26% +$908K
FWONK icon
1104
Liberty Media Series C
FWONK
$24.6B
$4.68M 0.01%
127,075
+49,209
+63% +$1.72M
DIAX
1105
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.68M 0.01%
275,896
-3,699
-1% -$61.7K
LSXMK
1106
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$4.67M 0.01%
146,525
-2,979
-2% -$97K
OC icon
1107
Owens Corning
OC
$11.2B
$4.67M 0.01%
60,342
-130,433
-68% -$9.12M
NAT icon
1108
Nordic American Tanker
NAT
$1.38B
$4.66M 0.01%
873,601
+22,705
+3% +$125K
EME icon
1109
Emcor
EME
$35.2B
$4.66M 0.01%
67,142
+22,186
+49% +$1.47M
PRTA icon
1110
Prothena Corp
PRTA
$425M
$4.65M 0.01%
71,841
+15,027
+26% +$920K
VMI icon
1111
Valmont Industries
VMI
$9.3B
$4.64M 0.01%
29,362
-1,268
-4% -$191K
VALE icon
1112
Vale
VALE
$64.1B
$4.64M 0.01%
460,776
+44,775
+11% +$450K
OSUR icon
1113
OraSure Technologies
OSUR
$279M
$4.64M 0.01%
206,130
+17,244
+9% +$347K
MYJ
1114
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.63M 0.01%
286,961
+3,600
+1% +$59.3K
ATNI icon
1115
ATN International
ATNI
$366M
$4.63M 0.01%
87,832
+47,693
+119% +$2.85M
ARI
1116
Apollo Commercial Real Estate
ARI
$867M
$4.62M 0.01%
255,018
-7,307
-3% -$132K
PBI icon
1117
Pitney Bowes
PBI
$2.37B
$4.61M 0.01%
329,331
-5,166
-2% -$70.9K
NHS
1118
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$4.61M 0.01%
379,261
-18,577
-5% -$222K
RA
1119
Brookfield Real Assets Income Fund
RA
$708M
$4.59M 0.01%
192,845
-46,117
-19% -$1.09M
MDCO
1120
DELISTED
Medicines Co
MDCO
$4.58M 0.01%
123,742
+27,379
+28% +$1.01M
ONCE
1121
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$4.58M 0.01%
51,396
+3,159
+7% +$240K
MDC
1122
DELISTED
M.D.C. Holdings, Inc.
MDC
$4.55M 0.01%
172,654
+18,847
+12% +$498K
MQY icon
1123
BlackRock MuniYield Quality Fund
MQY
$805M
$4.53M 0.01%
294,006
+36,930
+14% +$581K
OCSL icon
1124
Oaktree Specialty Lending
OCSL
$1.02B
$4.52M 0.01%
275,312
+2,701
+1% +$43.1K
KELYA icon
1125
Kelly Services Class A
KELYA
$514M
$4.51M 0.01%
179,567
+28,064
+19% +$631K
43 44
45
46 47

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.