We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
1101
Apollo Commercial Real Estate
ARI
$872M
$4.06M 0.01%
249,347
+79,419
+47% +$1.28M
CEN
1102
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$4.06M 0.01%
39,519
+3,557
+10% +$326K
VRTV
1103
DELISTED
VERITIV CORPORATION
VRTV
$4.06M 0.01%
108,937
-9,055
-8% -$298K
THS
1104
DELISTED
Treehouse Foods
THS
$4.06M 0.01%
46,757
+13,336
+40% +$1.07M
STOR
1105
DELISTED
STORE Capital Corporation
STOR
$4.06M 0.01%
156,700
-28,337
-15% -$695K
FR icon
1106
First Industrial Realty Trust
FR
$8.51B
$4.05M 0.01%
178,254
+91,684
+106% +$1.93M
CSQ icon
1107
Calamos Strategic Total Return Fund
CSQ
$3.32B
$4.05M 0.01%
426,133
+13,605
+3% +$121K
BBDC icon
1108
Barings BDC
BBDC
$882M
$4.05M 0.01%
196,783
+29,807
+18% +$547K
IVR icon
1109
Invesco Mortgage Capital
IVR
$761M
$4.03M 0.01%
33,086
-10,917
-25% -$1.26M
SFR
1110
DELISTED
Starwood Waypoint Homes
SFR
$4.03M 0.01%
162,798
-31,459
-16% -$704K
NIO
1111
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$4.03M 0.01%
273,390
-9,626
-3% -$140K
MGLN
1112
DELISTED
Magellan Health Services, Inc.
MGLN
$4.02M 0.01%
59,199
+2,316
+4% +$139K
SPTN
1113
DELISTED
SpartanNash
SPTN
$4.02M 0.01%
132,593
+10,697
+9% +$252K
CNSL
1114
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$4.01M 0.01%
155,856
-16,116
-9% -$346K
MFM
1115
Aberdeen Municipal Income Fund
MFM
$221M
$4M 0.01%
559,549
+183,929
+49% +$1.28M
CHL
1116
DELISTED
China Mobile Limited
CHL
$4M 0.01%
72,132
+8,734
+14% +$471K
FTD
1117
DELISTED
FTD Companies, Inc. Common Stock
FTD
$3.99M 0.01%
152,054
-22,177
-13% -$537K
STLD icon
1118
Steel Dynamics
STLD
$38.1B
$3.98M 0.01%
176,957
-158,702
-47% -$2.99M
HW
1119
DELISTED
Headwaters Inc
HW
$3.98M 0.01%
200,688
-37,308
-16% -$625K
BNY
1120
DELISTED
BlackRock New York Municipal Income Trust
BNY
$3.97M 0.01%
252,373
+23,139
+10% +$365K
ABM icon
1121
ABM Industries
ABM
$2.87B
$3.94M 0.01%
122,080
-65,544
-35% -$1.98M
SANM icon
1122
Sanmina
SANM
$10.7B
$3.94M 0.01%
168,664
+432
+0.3% +$8.68K
FELE icon
1123
Franklin Electric
FELE
$4.87B
$3.94M 0.01%
122,391
-1,380
-1% -$39.2K
PMO
1124
Franklin Municipal Opportunities Trust
PMO
$281M
$3.92M 0.01%
308,873
-2,101
-0.7% -$26.2K
DIAX
1125
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.92M 0.01%
277,944
+20,308
+8% +$272K
43 44
45
46 47

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.