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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Visteon
VC
$2.79B
| $5.16M | 0.01% |
58,340
+36,844
| +171% | +$3.07M |
|
|
NAVG
1102
DELISTED
Navigators Group Inc
NAVG
| $5.16M | 0.01% |
168,084
+71,220
| +74% | +$2.17M |
|
1103
Cadence Design Systems
CDNS
$92.8B
| $5.15M | 0.01% |
331,385
+97,367
| +42% | +$1.44M |
|
1104
Compañía de Minas Buenaventura
BVN
$8.38B
| $5.14M | 0.01% |
408,660
+6,182
| +2% | +$77.4K |
|
|
LTM
1105
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
| $5.14M | 0.01% |
341,343
-141,688
| -29% | -$2.11M |
|
|
MYD
1106
DELISTED
BlackRock MuniYield Fund
MYD
| $5.13M | 0.01% |
373,438
-26,845
| -7% | -$362K |
|
|
DCH
1107
Dauch Corp
DCH
$1.42B
| $5.12M | 0.01% |
276,520
+240,334
| +664% | +$4.62M |
|
1108
BCE
BCE
$20.6B
| $5.12M | 0.01% |
118,680
-31,704
| -21% | -$1.35M |
|
|
CLVS
1109
DELISTED
Clovis Oncology, Inc.
CLVS
| $5.12M | 0.01% |
73,932
+2,910
| +4% | +$214K |
|
1110
TSMC
TSM
$2.15T
| $5.12M | 0.01% |
255,775
+12,094
| +5% | +$217K |
|
1111
Cracker Barrel
CBRL
$1.31B
| $5.11M | 0.01% |
52,568
+36,668
| +231% | +$3.7M |
|
|
VGI
1112
Virtus Global Multi-Sector Income Fund
VGI
$82.7M
| $5.11M | 0.01% |
302,490
-69,231
| -19% | -$1.16M |
|
|
DQ
1113
Daqo New Energy
DQ
$899M
| $5.08M | 0.01% |
593,620
+289,240
| +95% | +$2.46M |
|
|
TPZ
1114
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $5.08M | 0.01% |
200,030
+66,931
| +50% | +$1.69M |
|
1115
Grupo Aeroportuario del Sureste
ASR
$8.19B
| $5.07M | 0.01% |
41,349
+36,667
| +783% | +$4.17M |
|
1116
Ligand Pharmaceuticals
LGND
$6.06B
| $5.07M | 0.01% |
120,751
-17,069
| -12% | -$711K |
|
|
KERX
1117
DELISTED
Keryx Biopharmaceuticals Inc
KERX
| $5.06M | 0.01% |
296,817
+79,786
| +37% | +$1.2M |
|
|
NCZ
1118
Virtus Convertible & Income Fund II
NCZ
$300M
| $5.04M | 0.01% |
128,149
+12,735
| +11% | +$487K |
|
|
GEVA
1119
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
| $5.03M | 0.01% |
60,673
-1,934
| -3% | -$179K |
|
|
JOSB
1120
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
| $5.03M | 0.01% |
78,210
+856
| +1% | +$50K |
|
|
RGC
1121
DELISTED
Regal Entertainment Group
RGC
| $5.02M | 0.01% |
268,915
+64,873
| +32% | +$1.25M |
|
|
ARNA
1122
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $5.01M | 0.01% |
79,551
+20,422
| +35% | +$1.35M |
|
|
JHI
1123
John Hancock Investors Trust
JHI
$116M
| $5.01M | 0.01% |
245,922
+106,361
| +76% | +$2.15M |
|
|
TOO
1124
DELISTED
Teekay Offshore Partners L.P.
TOO
| $5.01M | 0.01% |
153,041
+24,451
| +19% | +$781K |
|
1125
Timken Company
TKR
$9.1B
| $5.01M | 0.01% |
118,999
+75,949
| +176% | +$3.12M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.