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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CM icon
1076
Canadian Imperial Bank of Commerce
CM
$108B
$1.91M 0.01%
32,792
-6,188
-16% -$360K
DAR icon
1077
Darling Ingredients
DAR
$9.44B
$1.91M 0.01%
27,548
-10,041
-27% -$730K
MUE
1078
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.91M 0.01%
136,016
-717
-0.5% -$9.98K
PACW
1079
DELISTED
PacWest Bancorp
PACW
$1.9M 0.01%
42,162
+21,235
+101% +$990K
DTM icon
1080
DT Midstream
DTM
$13.4B
$1.9M 0.01%
39,621
-1,924
-5% -$92.2K
HPF
1081
John Hancock Preferred Income Fund II
HPF
$345M
$1.9M 0.01%
90,988
-23,871
-21% -$512K
NEO icon
1082
NeoGenomics
NEO
$2.13B
$1.89M 0.01%
55,408
+50,159
+956% +$1.96M
EVF
1083
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.88M 0.01%
279,397
-78,855
-22% -$544K
HBI
1084
DELISTED
Hanesbrands
HBI
$1.88M 0.01%
112,532
-84,260
-43% -$1.43M
VUZI icon
1085
Vuzix
VUZI
$224M
$1.88M 0.01%
217,080
+44,198
+26% +$478K
FOXA icon
1086
Fox Class A
FOXA
$26.9B
$1.87M 0.01%
50,795
-72,387
-59% -$2.85M
SITM icon
1087
SiTime
SITM
$21.8B
$1.87M 0.01%
+6,404
New +$1.68M
MUI
1088
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.87M 0.01%
123,172
-819
-0.7% -$12.6K
WAB icon
1089
Wabtec
WAB
$49.3B
$1.87M 0.01%
20,277
+4,145
+26% +$380K
CDE icon
1090
Coeur Mining
CDE
$17.9B
$1.86M 0.01%
369,615
-199,609
-35% -$1.2M
LZB icon
1091
La-Z-Boy
LZB
$1.69B
$1.86M 0.01%
51,298
+3,727
+8% +$130K
EQX icon
1092
Equinox Gold
EQX
$13.5B
$1.86M 0.01%
275,076
-64,214
-19% -$469K
MAT icon
1093
Mattel
MAT
$4.23B
$1.85M 0.01%
86,039
+7,606
+10% +$160K
AAL icon
1094
American Airlines Group
AAL
$10.6B
$1.85M 0.01%
102,942
+17,643
+21% +$338K
HNW
1095
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.85M 0.01%
120,647
+38,790
+47% +$606K
BIT icon
1096
BlackRock Multi-Sector Income Trust
BIT
$702M
$1.83M 0.01%
100,929
+3,535
+4% +$65.7K
KN icon
1097
Knowles
KN
$3.34B
$1.83M 0.01%
+78,365
New +$1.65M
FAM
1098
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.83M 0.01%
189,847
+11,411
+6% +$114K
EGO icon
1099
Eldorado Gold
EGO
$9.89B
$1.81M 0.01%
193,989
-53,436
-22% -$494K
TWST icon
1100
Twist Bioscience
TWST
$7.25B
$1.81M 0.01%
23,420
+1,299
+6% +$133K
42 43
44
45 46

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.