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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
1076
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.35M 0.01%
335,201
-69,096
-17% -$309K
W icon
1077
Wayfair
W
$14.6B
$1.35M 0.01%
4,632
+192
+4% +$52.5K
IGI
1078
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$1.34M 0.01%
64,676
-2,555
-4% -$55.9K
Z icon
1079
Zillow
Z
$7.56B
$1.34M 0.01%
13,192
+173
+1% +$13.5K
NFG icon
1080
National Fuel Gas
NFG
$7.65B
$1.34M 0.01%
32,967
-7,370
-18% -$314K
DOX icon
1081
Amdocs
DOX
$6.22B
$1.34M 0.01%
23,277
-1,167
-5% -$69.8K
RDS.A
1082
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.34M 0.01%
53,057
-5,042
-9% -$153K
MEDP icon
1083
Medpace
MEDP
$16.5B
$1.33M 0.01%
11,939
+8,078
+209% +$934K
JGH icon
1084
Nuveen Global High Income Fund
JGH
$356M
$1.32M 0.01%
97,482
+7,185
+8% +$99.6K
TREE icon
1085
LendingTree
TREE
$451M
$1.32M 0.01%
4,296
+1,268
+42% +$403K
FANG icon
1086
Diamondback Energy
FANG
$52.7B
$1.32M 0.01%
43,710
+4,454
+11% +$170K
PNF
1087
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.31M 0.01%
114,141
+3,737
+3% +$44K
RNP icon
1088
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.3M 0.01%
64,512
+10,513
+19% +$207K
DEX
1089
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.29M 0.01%
145,906
-80,459
-36% -$705K
FCT
1090
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.29M 0.01%
117,823
+20,287
+21% +$223K
AAL icon
1091
American Airlines Group
AAL
$10.6B
$1.29M 0.01%
105,121
+34,036
+48% +$427K
ICSH icon
1092
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$1.29M 0.01%
25,553
-500
-2% -$25.3K
NXR
1093
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.29M 0.01%
78,768
+7,513
+11% +$124K
ALE
1094
DELISTED
Allete
ALE
$1.29M 0.01%
24,938
-21,780
-47% -$1.21M
COO icon
1095
Cooper Companies
COO
$14.5B
$1.29M 0.01%
15,320
-7,156
-32% -$549K
CGBD icon
1096
Carlyle Secured Lending
CGBD
$758M
$1.29M 0.01%
144,773
-12,599
-8% -$110K
TPZ
1097
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$1.28M 0.01%
150,553
-3,363
-2% -$30.4K
BP icon
1098
BP
BP
$107B
$1.28M 0.01%
73,335
-15,891
-18% -$344K
CMP icon
1099
Compass Minerals
CMP
$1.15B
$1.28M 0.01%
21,551
-1,137
-5% -$62.6K
BNY
1100
Bank of New York Mellon
BNY
$107B
$1.27M 0.01%
37,132
+1,032
+3% +$37.6K
42 43
44
45 46

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.