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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROCK icon
1076
Gibraltar Industries
ROCK
$1.51B
$1.86M 0.02%
52,405
-14,824
-22% -$541K
FR icon
1077
First Industrial Realty Trust
FR
$8.4B
$1.86M 0.02%
64,545
-30,884
-32% -$955K
MNK
1078
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.86M 0.02%
117,556
+95,344
+429% +$2.38M
PMM
1079
Franklin Managed Municipal Income Trust
PMM
$270M
$1.85M 0.02%
275,092
-11,253
-4% -$76.5K
RYAAY icon
1080
Ryanair
RYAAY
$31.4B
$1.85M 0.02%
64,765
-19,885
-23% -$634K
TUP
1081
DELISTED
Tupperware Brands Corporation
TUP
$1.85M 0.02%
58,522
+13,066
+29% +$455K
BTG icon
1082
B2Gold
BTG
$5.45B
$1.84M 0.02%
631,059
-33,269
-5% -$86.6K
PDT
1083
John Hancock Premium Dividend Fund
PDT
$622M
$1.84M 0.02%
132,843
-29,918
-18% -$459K
INVA icon
1084
Innoviva
INVA
$1.56B
$1.84M 0.02%
105,184
-113,492
-52% -$1.84M
KSM
1085
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.83M 0.02%
177,626
-51,656
-23% -$533K
VMC icon
1086
Vulcan Materials
VMC
$36.5B
$1.83M 0.02%
18,537
-477
-3% -$48.4K
ALLE icon
1087
Allegion
ALLE
$14.3B
$1.83M 0.02%
22,950
-1,410
-6% -$122K
GFI icon
1088
Gold Fields
GFI
$33.4B
$1.82M 0.02%
518,053
-55,639
-10% -$164K
ETRN
1089
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.82M 0.02%
+91,102
New +$1.92M
AMED
1090
DELISTED
Amedisys
AMED
$1.82M 0.02%
15,550
+3,778
+32% +$445K
ODFL icon
1091
Old Dominion Freight Line
ODFL
$44B
$1.82M 0.02%
44,238
-64,617
-59% -$2.86M
SJNK icon
1092
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.81M 0.02%
69,696
-37,661
-35% -$1.01M
AG icon
1093
First Majestic Silver
AG
$8.52B
$1.81M 0.02%
307,988
-22,639
-7% -$126K
PTLA
1094
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$1.81M 0.02%
92,726
-839
-0.9% -$17.3K
PAGP icon
1095
Plains GP Holdings
PAGP
$5.02B
$1.8M 0.02%
89,626
+6,660
+8% +$148K
PPLT
1096
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
$1.8M 0.02%
238,790
-81,390
-25% -$636K
MHK icon
1097
Mohawk Industries
MHK
$8.97B
$1.8M 0.02%
15,350
+7,772
+103% +$1.04M
MFL
1098
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.8M 0.02%
140,969
-26,401
-16% -$322K
SJR
1099
DELISTED
Shaw Communications Inc.
SJR
$1.79M 0.02%
99,169
-18,350
-16% -$344K
NHS
1100
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$1.78M 0.02%
184,577
-74,423
-29% -$768K
42 43
44
45 46

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.