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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTD
1076
DELISTED
TD Ameritrade Holding Corp
AMTD
$4.47M 0.01%
126,973
+22,806
+22% +$711K
CRI icon
1077
Carter's
CRI
$1.46B
$4.45M 0.01%
51,348
-4,749
-8% -$477K
PII icon
1078
Polaris
PII
$4.23B
$4.44M 0.01%
57,371
-36,010
-39% -$3.13M
SPXC icon
1079
SPX Corp
SPXC
$10.8B
$4.42M 0.01%
219,602
+349
+0.2% +$6.18K
ROL icon
1080
Rollins
ROL
$18.2B
$4.41M 0.01%
339,073
-49,023
-13% -$624K
EOI
1081
Eaton Vance Enhanced Equity Income Fund
EOI
$824M
$4.4M 0.01%
348,176
-12,763
-4% -$166K
LZB icon
1082
La-Z-Boy
LZB
$1.67B
$4.4M 0.01%
179,063
+6,315
+4% +$178K
UVE icon
1083
Universal Insurance Holdings
UVE
$1.23B
$4.37M 0.01%
173,347
+17,063
+11% +$383K
SRCLP
1084
DELISTED
Stericycle, Inc
SRCLP
$4.35M 0.01%
+65,702
New +$4.87M
KND
1085
DELISTED
Kindred Healthcare
KND
$4.33M 0.01%
424,067
+78,962
+23% +$876K
TEP
1086
DELISTED
Tallgrass Energy Partners, LP
TEP
$4.33M 0.01%
89,889
+31,727
+55% +$1.48M
WFC.PRL icon
1087
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.7B
$4.32M 0.01%
3,302
-425
-11% -$570K
HR icon
1088
Healthcare Realty
HR
$7B
$4.31M 0.01%
132,085
-39,333
-23% -$1.3M
SU icon
1089
Suncor Energy
SU
$76.2B
$4.3M 0.01%
155,134
+60,531
+64% +$1.65M
EGO icon
1090
Eldorado Gold
EGO
$8.38B
$4.3M 0.01%
218,973
+5,890
+3% +$122K
EVF
1091
Eaton Vance Senior Income Trust
EVF
$90.3M
$4.28M 0.01%
664,851
+92,094
+16% +$573K
EVR icon
1092
Evercore
EVR
$12.4B
$4.28M 0.01%
83,133
+2,030
+3% +$102K
CDW icon
1093
CDW
CDW
$19.3B
$4.28M 0.01%
93,565
-68,469
-42% -$3M
NAT icon
1094
Nordic American Tanker
NAT
$1.32B
$4.28M 0.01%
426,257
+121,052
+40% +$1.41M
IBKC
1095
DELISTED
IBERIABANK Corp
IBKC
$4.27M 0.01%
63,663
+40,853
+179% +$2.65M
DIAX
1096
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.27M 0.01%
295,928
+16,399
+6% +$240K
LDOS icon
1097
Leidos
LDOS
$16.1B
$4.27M 0.01%
98,582
+75,906
+335% +$3.45M
PRAH
1098
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.26M 0.01%
75,441
-5,087
-6% -$249K
TTMI icon
1099
TTM Technologies
TTMI
$14.1B
$4.25M 0.01%
370,838
+101,170
+38% +$1M
ACM icon
1100
Aecom
ACM
$9.68B
$4.24M 0.01%
142,755
-21,432
-13% -$691K
42 43
44
45 46

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.