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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLGX
1076
DELISTED
Corelogic, Inc.
CLGX
$6.46M 0.02%
238,745
-5,323
-2% -$150K
RCAP
1077
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$6.45M 0.02%
+286,455
New +$6.31M
LNT icon
1078
Alliant Energy
LNT
$18.5B
$6.45M 0.02%
232,722
-314,912
-58% -$9.08M
SBY
1079
DELISTED
Silver Bay Realty Trust Corp.
SBY
$6.43M 0.02%
396,880
-51,168
-11% -$835K
MYD
1080
DELISTED
BlackRock MuniYield Fund
MYD
$6.42M 0.02%
452,555
+75,508
+20% +$1.07M
CMO
1081
DELISTED
Capstead Mortgage Corp.
CMO
$6.42M 0.02%
524,389
-437,631
-45% -$5.71M
VGR
1082
DELISTED
Vector Group Ltd.
VGR
$6.4M 0.02%
519,570
+180,387
+53% +$2.12M
ALE
1083
DELISTED
Allete
ALE
$6.39M 0.02%
144,067
-76,642
-35% -$3.67M
PHI icon
1084
PLDT
PHI
$4.27B
$6.38M 0.02%
92,506
+12,755
+16% +$922K
ATVI
1085
DELISTED
Activision Blizzard
ATVI
$6.34M 0.02%
304,940
-43,237
-12% -$983K
FTD
1086
DELISTED
FTD Companies, Inc. Common Stock
FTD
$6.32M 0.02%
185,417
-24,592
-12% -$799K
EMB icon
1087
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$6.32M 0.02%
55,992
+13,153
+31% +$1.51M
ADVS
1088
DELISTED
Advent Software Inc
ADVS
$6.31M 0.02%
199,911
-6,522
-3% -$210K
OIA icon
1089
Invesco Municipal Income Opportunities Trust
OIA
$287M
$6.3M 0.02%
928,654
+17,964
+2% +$123K
VMW
1090
DELISTED
VMware, Inc
VMW
$6.27M 0.02%
66,853
-6,342
-9% -$617K
LSTR icon
1091
Landstar System
LSTR
$6B
$6.24M 0.02%
86,412
+43,819
+103% +$2.97M
CPHD
1092
DELISTED
Cepheid Inc
CPHD
$6.21M 0.01%
141,119
+12,518
+10% +$528K
UTIW
1093
DELISTED
UTI WORLDWIDE INC
UTIW
$6.21M 0.01%
584,560
+461,774
+376% +$4.67M
GPRE icon
1094
Green Plains
GPRE
$1.17B
$6.21M 0.01%
166,106
+9,233
+6% +$369K
NKX icon
1095
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$6.2M 0.01%
445,744
-1,197
-0.3% -$16.4K
DNY
1096
DELISTED
DONNELLEY R R & SONS CO
DNY
$6.18M 0.01%
375,354
+223,560
+147% +$3.68M
VGI
1097
Virtus Global Multi-Sector Income Fund
VGI
$82M
$6.17M 0.01%
361,699
+27,923
+8% +$490K
ALSN icon
1098
Allison Transmission
ALSN
$9.65B
$6.17M 0.01%
216,684
-303,857
-58% -$9.23M
GLQ
1099
Clough Global Equity Fund
GLQ
$155M
$6.14M 0.01%
428,716
+41,922
+11% +$629K
FEIC
1100
DELISTED
FEI COMPANY
FEIC
$6.12M 0.01%
81,178
-10,525
-11% -$885K
42 43
44
45 46

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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.