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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATCO
1076
DELISTED
Atlas Corp.
ATCO
$5.43M 0.02%
246,115
+22,552
+10% +$504K
MBB icon
1077
iShares MBS ETF
MBB
$39.1B
$5.43M 0.02%
51,170
-28,302
-36% -$3M
CGO
1078
Calamos Global Total Return Fund
CGO
$127M
$5.43M 0.02%
364,029
-38,472
-10% -$557K
SFUN
1079
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$5.4M 0.02%
9,109
-2,851
-24% -$2.33M
FNB icon
1080
FNB Corp
FNB
$6.84B
$5.39M 0.02%
402,571
+333,711
+485% +$4.16M
DPO
1081
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$5.38M 0.02%
401,351
+15,504
+4% +$205K
ASH icon
1082
Ashland
ASH
$3.28B
$5.37M 0.02%
110,378
+67,799
+159% +$3.18M
RNP icon
1083
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$5.35M 0.02%
314,846
-132,678
-30% -$2.19M
TXRH icon
1084
Texas Roadhouse
TXRH
$13.7B
$5.34M 0.02%
204,843
+89,756
+78% +$2.32M
PPLT
1085
abrdn Physical Platinum Shares ETF
PPLT
$2B
$5.34M 0.02%
386,680
+41,120
+12% +$573K
AUY
1086
DELISTED
Yamana Gold, Inc.
AUY
$5.34M 0.02%
608,444
-79,684
-12% -$770K
VRE
1087
DELISTED
Veris Residential
VRE
$5.33M 0.02%
256,565
+2,342
+0.9% +$49.3K
WTS icon
1088
Watts Water Technologies
WTS
$12.1B
$5.32M 0.02%
90,704
+1,848
+2% +$108K
SINA
1089
DELISTED
Sina Corp
SINA
$5.31M 0.02%
87,877
+18,084
+26% +$1.29M
VCV icon
1090
Invesco California Value Municipal Income Trust
VCV
$520M
$5.3M 0.02%
448,884
-163,065
-27% -$1.91M
MWA icon
1091
Mueller Water Products
MWA
$4.13B
$5.29M 0.02%
557,031
+2,792
+0.5% +$25.6K
GA
1092
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$5.29M 0.02%
457,567
-44,054
-9% -$494K
NKX icon
1093
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$5.28M 0.02%
396,700
+43,813
+12% +$564K
BXMX
1094
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$5.26M 0.02%
416,591
+47,171
+13% +$589K
HPF
1095
John Hancock Preferred Income Fund II
HPF
$344M
$5.25M 0.01%
263,148
-6,527
-2% -$124K
EDF
1096
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$5.24M 0.01%
283,033
-214,526
-43% -$3.79M
OIA icon
1097
Invesco Municipal Income Opportunities Trust
OIA
$287M
$5.2M 0.01%
787,043
+28,009
+4% +$182K
AAP icon
1098
Advance Auto Parts
AAP
$3.59B
$5.19M 0.01%
41,010
-6,839
-14% -$830K
GPRE icon
1099
Green Plains
GPRE
$1.15B
$5.18M 0.01%
172,992
+2,982
+2% +$73.1K
ABM icon
1100
ABM Industries
ABM
$2.87B
$5.17M 0.01%
180,036
+1,475
+0.8% +$41.1K
42 43
44
45 46

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.