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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
1051
First Majestic Silver
AG
$9.07B
$1.21M 0.01%
159,067
-70,843
-31% -$528K
BABA icon
1052
Alibaba
BABA
$308B
$1.21M 0.01%
15,152
+2,817
+23% +$268K
BANF icon
1053
BancFirst
BANF
$3.8B
$1.21M 0.01%
13,544
+538
+4% +$55.1K
SGI
1054
Somnigroup International
SGI
$13.7B
$1.21M 0.01%
50,153
+4,027
+9% +$104K
EGBN icon
1055
Eagle Bancorp
EGBN
$845M
$1.21M 0.01%
26,964
-1,554
-5% -$74.3K
PULS icon
1056
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.21M 0.01%
24,600
-397
-2% -$19.5K
NWE icon
1057
NorthWestern Energy
NWE
$4.43B
$1.21M 0.01%
24,442
-4,943
-17% -$271K
XRX icon
1058
Xerox
XRX
$425M
$1.2M 0.01%
92,027
-9,798
-10% -$159K
OR icon
1059
OR Royalties Inc
OR
$6.2B
$1.2M 0.01%
118,105
-43,008
-27% -$431K
SRC
1060
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.2M 0.01%
33,199
+4,627
+16% +$192K
NBW
1061
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.19M 0.01%
113,272
-654
-0.6% -$7.55K
PII icon
1062
Polaris
PII
$4.07B
$1.18M 0.01%
12,373
-115
-0.9% -$12.9K
CCOI icon
1063
Cogent Communications
CCOI
$508M
$1.18M 0.01%
22,676
-140
-0.6% -$8.07K
ROK icon
1064
Rockwell Automation
ROK
$49B
$1.17M 0.01%
5,449
-243
-4% -$56.7K
SLG icon
1065
SL Green Realty
SLG
$3.99B
$1.17M 0.01%
29,185
-9,880
-25% -$459K
SYNA icon
1066
Synaptics
SYNA
$4.15B
$1.17M 0.01%
11,790
+3,174
+37% +$394K
TWOU
1067
DELISTED
2U Inc
TWOU
$1.16M 0.01%
6,209
-163
-3% -$42.4K
PBF icon
1068
PBF Energy
PBF
$7.31B
$1.16M 0.01%
32,926
-14,262
-30% -$452K
HE icon
1069
Hawaiian Electric Industries
HE
$2.14B
$1.16M 0.01%
33,358
+3,856
+13% +$155K
PFN
1070
PIMCO Income Strategy Fund II
PFN
$703M
$1.16M 0.01%
167,222
+31,868
+24% +$248K
GLV
1071
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.15M 0.01%
173,516
+4,676
+3% +$37.4K
ZBRA icon
1072
Zebra Technologies
ZBRA
$17.8B
$1.15M 0.01%
4,401
-109
-2% -$33.7K
EQX icon
1073
Equinox Gold
EQX
$13.5B
$1.15M 0.01%
315,166
-50,399
-14% -$196K
BOH icon
1074
Bank of Hawaii
BOH
$3.13B
$1.15M 0.01%
15,068
+9,815
+187% +$772K
KMX icon
1075
CarMax
KMX
$8.26B
$1.15M 0.01%
17,357
+296
+2% +$27K
41 42
43
44 45

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.