Guggenheim Capital’s PGIM Ultra Short Bond ETF PULS Stock Holding History

Guggenheim Capital’s Portfolio PULS Stock Details PULS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-23,764	Closed	-$1.17M	–	1900
2023 Q2	$1.17M	Sell	23,764 -315	-1%	-$15.5K	0.01%	1086
2023 Q1	$1.19M	Sell	24,079 -202	-0.8%	-$9.95K	0.01%	1092
2022 Q4	$1.19M	Sell	24,281 -319	-1%	-$15.6K	0.01%	1071
2022 Q3	$1.21M	Sell	24,600 -397	-2%	-$19.5K	0.01%	1058
2022 Q2	$1.23M	Sell	24,997 -841	-3%	-$41.3K	0.01%	1132
2022 Q1	$1.27M	Buy	25,838 +3,288	+15%	+$162K	0.01%	1236
2021 Q4	$1.12M	Buy	22,550 +10,627	+89%	+$527K	0.01%	1321
2021 Q3	$592K	Buy	+11,923	New	+$593K	﹤0.01%	1680

Other funds holding PULS

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital's PULS Position: Q3 2023 in Review

Guggenheim Capital sold out of PGIM Ultra Short Bond ETF (PULS) in Q3 2023, closing a stake of 23,764 shares — an estimated $1.17M sold.

Guggenheim Capital first reported a position in PULS in Q3 2021 and held it in 8 quarters. The position peaked at $1.27M in Q1 2022. 234 funds tracked by Wall St. Rank hold PULS as of Q3 2023.

Guggenheim Capital reported no remaining PGIM Ultra Short Bond ETF position as of Q3 2023 after selling out during the quarter.
Guggenheim Capital sold 23,764 PGIM Ultra Short Bond ETF shares in Q3 2023, an estimated $1.17M.
Guggenheim Capital first reported a position in PGIM Ultra Short Bond ETF in Q3 2021 and held it in 8 quarters.
Guggenheim Capital's PGIM Ultra Short Bond ETF position peaked at $1.27M in Q1 2022.
234 funds tracked by Wall St. Rank held PGIM Ultra Short Bond ETF as of Q3 2023.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.