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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSK icon
1051
Verisk Analytics
VRSK
$25.1B
$4.84M 0.01%
65,536
+26,748
+69% +$1.99M
TDW icon
1052
Tidewater
TDW
$4.11B
$4.84M 0.01%
11,415
+8,303
+267% +$4.78M
MHD icon
1053
BlackRock MuniHoldings Fund
MHD
$611M
$4.81M 0.01%
287,577
+6,725
+2% +$110K
FCE.A
1054
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4.8M 0.01%
238,310
+14,111
+6% +$311K
NIO
1055
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$4.8M 0.01%
340,294
+23,044
+7% +$320K
CSQ icon
1056
Calamos Strategic Total Return Fund
CSQ
$3.35B
$4.79M 0.01%
515,996
-135,367
-21% -$1.4M
GLQ
1057
Clough Global Equity Fund
GLQ
$158M
$4.78M 0.01%
377,303
-4,973
-1% -$70.6K
MYC
1058
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.77M 0.01%
301,090
+30,790
+11% +$478K
TREE icon
1059
LendingTree
TREE
$453M
$4.77M 0.01%
+51,270
New +$5.19M
BPL
1060
DELISTED
Buckeye Partners, L.P.
BPL
$4.77M 0.01%
80,435
-48,673
-38% -$3.38M
FFC
1061
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$4.75M 0.01%
253,560
-74,202
-23% -$1.39M
ZWS icon
1062
Zurn Elkay Water Solutions
ZWS
$8.54B
$4.75M 0.01%
580,144
-1,358
-0.2% -$13.5K
CBM
1063
DELISTED
Cambrex Corporation
CBM
$4.74M 0.01%
119,424
+22,679
+23% +$1.06M
ALDW
1064
DELISTED
Alon USA Partners LP
ALDW
$4.73M 0.01%
203,147
-18,610
-8% -$440K
FLG
1065
Flagstar Bank National Association
FLG
$5.86B
$4.73M 0.01%
87,263
-25,715
-23% -$1.4M
WTS icon
1066
Watts Water Technologies
WTS
$12.7B
$4.72M 0.01%
89,432
-1,253
-1% -$66.6K
LNT icon
1067
Alliant Energy
LNT
$18B
$4.7M 0.01%
160,720
-135,074
-46% -$3.98M
MCA
1068
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.69M 0.01%
312,940
+45,391
+17% +$670K
HPI
1069
John Hancock Preferred Income Fund
HPI
$431M
$4.69M 0.01%
242,652
-72,805
-23% -$1.42M
MMLP icon
1070
Martin Midstream Partners
MMLP
$99M
$4.69M 0.01%
192,249
-18,120
-9% -$519K
ARCB icon
1071
ArcBest
ARCB
$3.08B
$4.69M 0.01%
181,882
-1,838
-1% -$55.4K
NS
1072
DELISTED
NuStar Energy L.P.
NS
$4.68M 0.01%
104,491
-54,906
-34% -$2.9M
IHY icon
1073
VanEck International High Yield Bond ETF
IHY
$43.4M
$4.68M 0.01%
202,141
-31,342
-13% -$752K
CMO
1074
DELISTED
Capstead Mortgage Corp.
CMO
$4.64M 0.01%
469,480
+171,507
+58% +$1.86M
PVTB
1075
DELISTED
PrivateBancorp Inc
PVTB
$4.63M 0.01%
120,764
-4,290
-3% -$169K
41 42
43
44 45

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.