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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1051
Ligand Pharmaceuticals
LGND
$6.03B
$5.81M 0.01%
175,027
+4,423
+3% +$144K
DIAX
1052
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$5.79M 0.01%
+375,180
New +$6.04M
TEI
1053
Templeton Emerging Markets Income Fund
TEI
$316M
$5.78M 0.01%
510,067
+339,940
+200% +$4.19M
WTS icon
1054
Watts Water Technologies
WTS
$12B
$5.78M 0.01%
91,111
-1,435
-2% -$87.3K
NMA
1055
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.75M 0.01%
420,882
+22,188
+6% +$302K
PFL
1056
PIMCO Income Strategy Fund
PFL
$384M
$5.73M 0.01%
487,671
+123,632
+34% +$1.5M
CBRL icon
1057
Cracker Barrel
CBRL
$1.28B
$5.71M 0.01%
40,524
+31,564
+352% +$3.8M
ARR
1058
Armour Residential REIT
ARR
$2.33B
$5.69M 0.01%
38,661
+34,098
+747% +$5.31M
FDS icon
1059
Factset
FDS
$9.76B
$5.66M 0.01%
40,211
+36,734
+1,056% +$4.88M
PPC icon
1060
Pilgrim's Pride
PPC
$6.42B
$5.65M 0.01%
172,323
-9,479
-5% -$300K
PWE
1061
DELISTED
Penn West Energy Petroleum Ltd
PWE
$5.65M 0.01%
2,716,277
+389,693
+17% +$1.53M
PPS
1062
DELISTED
Post Properties
PPS
$5.65M 0.01%
96,125
+29,195
+44% +$1.64M
VALE icon
1063
Vale
VALE
$63.1B
$5.63M 0.01%
688,668
+18,245
+3% +$171K
CPL
1064
DELISTED
CPFL Energia S.A.
CPL
$5.62M 0.01%
438,002
+237,580
+119% +$3.28M
TYL icon
1065
Tyler Technologies
TYL
$12.8B
$5.61M 0.01%
51,251
+41,007
+400% +$4.33M
APU
1066
DELISTED
AmeriGas Partners, L.P.
APU
$5.59M 0.01%
116,601
-298,208
-72% -$13.8M
CNH
1067
CNH Industrial
CNH
$13.9B
$5.58M 0.01%
795,500
+172,753
+28% +$1.2M
AWR icon
1068
American States Water
AWR
$3.35B
$5.58M 0.01%
148,106
-14,832
-9% -$510K
BGS icon
1069
B&G Foods
BGS
$289M
$5.56M 0.01%
185,982
-97,100
-34% -$2.82M
INF
1070
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$5.55M 0.01%
271,950
+24,788
+10% +$543K
MWA icon
1071
Mueller Water Products
MWA
$4.16B
$5.55M 0.01%
541,686
-12,734
-2% -$121K
BLUE
1072
DELISTED
bluebird bio
BLUE
$5.54M 0.01%
+4,660
New +$3.11M
SMG icon
1073
ScottsMiracle-Gro
SMG
$3.86B
$5.53M 0.01%
88,717
+43,394
+96% +$2.58M
NRP icon
1074
Natural Resource Partners
NRP
$1.28B
$5.49M 0.01%
59,371
+20,659
+53% +$2.38M
TD icon
1075
Toronto Dominion Bank
TD
$197B
$5.48M 0.01%
114,479
-125,447
-52% -$6.05M
41 42
43
44 45

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.