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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITMN
1051
DELISTED
INTERMUNE INC
ITMN
$6.41M 0.02%
145,234
-40,151
-22% -$1.48M
NRK icon
1052
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$6.4M 0.02%
487,816
-153,695
-24% -$2.01M
TBPH icon
1053
Theravance Biopharma
TBPH
$874M
$6.39M 0.02%
+200,463
New +$6.03M
TSM icon
1054
TSMC
TSM
$2.1T
$6.38M 0.02%
298,413
+42,638
+17% +$878K
ICPT
1055
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$6.36M 0.02%
26,863
+1,451
+6% +$382K
JPC icon
1056
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$6.35M 0.02%
654,981
-378,153
-37% -$3.6M
IONS icon
1057
Ionis Pharmaceuticals
IONS
$8.6B
$6.35M 0.02%
184,339
-12,266
-6% -$386K
OIA icon
1058
Invesco Municipal Income Opportunities Trust
OIA
$289M
$6.34M 0.02%
910,690
+123,647
+16% +$856K
UVV icon
1059
Universal Corp
UVV
$1.31B
$6.33M 0.02%
114,448
+14,961
+15% +$815K
CCG
1060
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$6.31M 0.02%
728,400
-196,296
-21% -$1.71M
BXMX
1061
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.3M 0.02%
480,822
+64,231
+15% +$825K
BRFS
1062
DELISTED
BRF SA
BRFS
$6.29M 0.02%
258,831
+10,607
+4% +$240K
INF
1063
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.29M 0.02%
256,670
-81,819
-24% -$1.86M
PGF icon
1064
Invesco Financial Preferred ETF
PGF
$677M
$6.29M 0.02%
345,332
+178,488
+107% +$3.21M
AGCO icon
1065
AGCO
AGCO
$7.15B
$6.27M 0.02%
111,493
+9,590
+9% +$530K
NTES icon
1066
NetEase
NTES
$85.3B
$6.24M 0.02%
398,000
-22,555
-5% -$322K
SINA
1067
CALL
DELISTED
Sina Corp
SINA
$6.22M 0.02%
125,000
+75,000
+150% +$3.68M
RS icon
1068
Reliance Steel & Aluminium
RS
$20.7B
$6.18M 0.02%
83,833
+4,888
+6% +$351K
CHW
1069
Calamos Global Dynamic Income Fund
CHW
$530M
$6.17M 0.02%
629,146
+139,531
+28% +$1.3M
SKM icon
1070
SK Telecom
SKM
$12.1B
$6.17M 0.02%
144,246
+24,725
+21% +$964K
CPHD
1071
DELISTED
Cepheid Inc
CPHD
$6.17M 0.02%
128,601
-15,861
-11% -$719K
IAE
1072
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.3M
$6.16M 0.02%
461,745
+107,340
+30% +$1.37M
NMM icon
1073
Navios Maritime Partners
NMM
$2.3B
$6.14M 0.02%
21,065
-927
-4% -$260K
NKX icon
1074
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$6.09M 0.02%
446,941
+50,241
+13% +$682K
CPL
1075
DELISTED
CPFL Energia S.A.
CPL
$6.05M 0.02%
351,720
-47,614
-12% -$772K
41 42
43
44 45

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.