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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOX icon
1026
Fox Class B
FOX
$23.2B
$1.95M 0.02%
61,869
+503
+0.8% +$17.4K
UCB
1027
United Community Banks
UCB
$4.28B
$1.95M 0.02%
68,780
+25,350
+58% +$695K
TERP
1028
DELISTED
TerraForm Power, Inc
TERP
$1.95M 0.02%
106,752
-49,440
-32% -$800K
RELX icon
1029
RELX
RELX
$62.4B
$1.94M 0.02%
81,953
-25,979
-24% -$620K
KMT icon
1030
Kennametal
KMT
$2.58B
$1.94M 0.02%
63,193
-2,243
-3% -$71.5K
MTB icon
1031
M&T Bank
MTB
$36.1B
$1.94M 0.02%
12,253
-2,053
-14% -$323K
KRO icon
1032
KRONOS Worldwide
KRO
$947M
$1.93M 0.02%
156,351
+36,660
+31% +$455K
TIVO
1033
DELISTED
Tivo Inc
TIVO
$1.93M 0.02%
252,879
-4,498
-2% -$34.4K
PTCT icon
1034
PTC Therapeutics
PTCT
$5.91B
$1.93M 0.02%
56,950
+53
+0.1% +$2.31K
CNXM
1035
DELISTED
CNX Midstream Partners LP
CNXM
$1.91M 0.02%
135,704
-3,897
-3% -$56K
CASY icon
1036
Casey's General Stores
CASY
$30.8B
$1.91M 0.02%
11,830
-8,815
-43% -$1.45M
DXC icon
1037
DXC Technology
DXC
$1.77B
$1.9M 0.02%
64,307
-21,375
-25% -$911K
DRE
1038
DELISTED
Duke Realty Corp.
DRE
$1.9M 0.02%
55,782
-21,944
-28% -$726K
IAG icon
1039
IAMGOLD
IAG
$9.27B
$1.89M 0.02%
554,953
-116,380
-17% -$419K
DFS
1040
DELISTED
Discover Financial Services
DFS
$1.89M 0.02%
23,312
-934
-4% -$77.1K
GCI
1041
DELISTED
Gannett Co., Inc
GCI
$1.89M 0.02%
175,875
-66,215
-27% -$657K
VMC icon
1042
Vulcan Materials
VMC
$36.5B
$1.89M 0.02%
12,478
-18,919
-60% -$2.67M
TRP icon
1043
TC Energy
TRP
$66.6B
$1.88M 0.02%
36,370
-1,700
-4% -$84.9K
BBDC icon
1044
Barings BDC
BBDC
$963M
$1.88M 0.02%
185,009
+35,528
+24% +$353K
XYL icon
1045
Xylem
XYL
$28.2B
$1.86M 0.01%
23,412
-2,543
-10% -$200K
URI icon
1046
United Rentals
URI
$72.4B
$1.86M 0.01%
14,934
-930
-6% -$113K
GMED icon
1047
Globus Medical
GMED
$11B
$1.86M 0.01%
36,371
+5,512
+18% +$263K
SMM
1048
DELISTED
Salient Midstream & MLP Fund
SMM
$1.86M 0.01%
236,498
-34,300
-13% -$277K
KRC icon
1049
Kilroy Realty
KRC
$4.34B
$1.85M 0.01%
23,775
-1,552
-6% -$120K
HI
1050
DELISTED
Hillenbrand
HI
$1.85M 0.01%
59,934
-38,623
-39% -$1.22M
40 41
42
43 44

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.