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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
1026
Agnico Eagle Mines
AEM
$73.6B
$5.32M 0.01%
117,674
+18,800
+19% +$880K
GLBL
1027
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$5.31M 0.01%
1,117,750
-237,864
-18% -$1.18M
FPF
1028
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$5.3M 0.01%
214,584
-42,911
-17% -$1.05M
SXCP
1029
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$5.29M 0.01%
307,588
-70,505
-19% -$1.23M
CMTL icon
1030
Comtech Telecommunications
CMTL
$50.3M
$5.28M 0.01%
257,334
+28,517
+12% +$547K
HSBC.PRA
1031
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.28M 0.01%
200,000
– –
GMS
1032
DELISTED
GMS Inc
GMS
$5.26M 0.01%
+148,644
New +$4.6M
MATV icon
1033
Mativ Holdings
MATV
$481M
$5.26M 0.01%
126,839
+2,014
+2% +$77.4K
NTRI
1034
DELISTED
NutriSystem, Inc.
NTRI
$5.25M 0.01%
93,983
+10,017
+12% +$542K
CYS
1035
DELISTED
CYS Investments Inc.
CYS
$5.25M 0.01%
607,943
+33,567
+6% +$290K
CE icon
1036
Celanese
CE
$4.9B
$5.25M 0.01%
50,327
-365
-0.7% -$35.9K
SAGE
1037
DELISTED
Sage Therapeutics
SAGE
$5.24M 0.01%
84,088
+26,559
+46% +$2.09M
SNP
1038
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$5.23M 0.01%
69,073
+59,268
+604% +$4.53M
ANDX
1039
DELISTED
Andeavor Logistics LP
ANDX
$5.22M 0.01%
104,325
+3,037
+3% +$152K
IONS icon
1040
Ionis Pharmaceuticals
IONS
$8.6B
$5.21M 0.01%
102,755
+4,316
+4% +$226K
CBA
1041
DELISTED
ClearBridge American Energy MLP
CBA
$5.2M 0.01%
606,980
-1,367
-0.2% -$11.7K
SUNS
1042
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$5.18M 0.01%
300,494
+46,737
+18% +$788K
BNY
1043
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.15M 0.01%
341,402
+82
+0% +$1.25K
BID
1044
DELISTED
Sotheby's
BID
$5.15M 0.01%
111,605
+11,457
+11% +$565K
RLJ icon
1045
RLJ Lodging Trust
RLJ
$1.86B
$5.14M 0.01%
233,523
-60,890
-21% -$1.25M
CPA icon
1046
Copa Holdings
CPA
$5.76B
$5.13M 0.01%
41,231
+2,552
+7% +$323K
WWD icon
1047
Woodward
WWD
$21.5B
$5.12M 0.01%
66,031
-6,591
-9% -$464K
THG icon
1048
Hanover Insurance
THG
$8.1B
$5.12M 0.01%
52,837
-99,748
-65% -$9.49M
DY icon
1049
Dycom Industries
DY
$12B
$5.1M 0.01%
59,415
+54,509
+1,111% +$4.59M
NW.PRC.CL
1050
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$5.1M 0.01%
200,000
– –
40 41
42
43 44

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.