We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCA icon
1026
Nuveen California Municipal Value Fund
NCA
$297M
$4.85M 0.02%
429,733
+62,453
+17% +$703K
WLL
1027
DELISTED
Whiting Petroleum Corporation
WLL
$4.84M 0.02%
1,848
-22
-1% -$51.6K
STWD icon
1028
Starwood Property Trust
STWD
$5.92B
$4.83M 0.02%
214,562
+8,455
+4% +$187K
SNP
1029
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$4.82M 0.02%
65,234
-9,853
-13% -$708K
SANM icon
1030
Sanmina
SANM
$10.4B
$4.81M 0.02%
169,071
+17,231
+11% +$467K
SR icon
1031
Spire
SR
$4.73B
$4.81M 0.02%
75,446
-33,500
-31% -$2.24M
ENLK
1032
DELISTED
EnLink Midstream Partners, LP
ENLK
$4.81M 0.02%
271,421
+190,399
+235% +$3.34M
AOD
1033
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$4.79M 0.01%
628,106
+55,171
+10% +$421K
PRTA icon
1034
Prothena Corp
PRTA
$436M
$4.79M 0.01%
79,796
+6,212
+8% +$333K
VRN
1035
DELISTED
Veren
VRN
$4.78M 0.01%
363,108
+194,793
+116% +$2.91M
AVT icon
1036
Avnet
AVT
$7.29B
$4.77M 0.01%
116,183
-24,303
-17% -$991K
BVN icon
1037
Compañía de Minas Buenaventura
BVN
$7.74B
$4.75M 0.01%
342,797
-77,340
-18% -$1.08M
MDU icon
1038
MDU Resources
MDU
$4.2B
$4.74M 0.01%
490,431
-123,474
-20% -$1.13M
NML
1039
Neuberger Energy Infrastructure and Income Fund Inc
NML
$592M
$4.71M 0.01%
507,323
-110,681
-18% -$966K
NUS icon
1040
Nu Skin
NUS
$251M
$4.71M 0.01%
72,673
-5,767
-7% -$324K
CMP icon
1041
Compass Minerals
CMP
$1.21B
$4.7M 0.01%
63,823
+8,531
+15% +$618K
CHKP icon
1042
Check Point Software Technologies
CHKP
$12.6B
$4.7M 0.01%
60,577
+7,921
+15% +$614K
CASY icon
1043
Casey's General Stores
CASY
$31.8B
$4.7M 0.01%
39,077
+3,682
+10% +$474K
MFA
1044
MFA Financial
MFA
$931M
$4.68M 0.01%
156,333
+31,378
+25% +$951K
GHY
1045
PGIM Global High Yield Fund
GHY
$477M
$4.67M 0.01%
309,027
+24,803
+9% +$377K
DRE
1046
DELISTED
Duke Realty Corp.
DRE
$4.67M 0.01%
170,685
-173,996
-50% -$4.8M
CY
1047
DELISTED
Cypress Semiconductor
CY
$4.66M 0.01%
383,565
+65,272
+21% +$746K
EVHC
1048
DELISTED
Envision Healthcare Holdings Inc
EVHC
$4.66M 0.01%
69,884
-21,195
-23% -$1.46M
PAA icon
1049
Plains All American Pipeline
PAA
$17.1B
$4.65M 0.01%
148,027
+116,942
+376% +$3.34M
CSL icon
1050
Carlisle Companies
CSL
$14.8B
$4.64M 0.01%
45,268
+23,457
+108% +$2.45M
40 41
42
43 44

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.