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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTD icon
1026
Mettler-Toledo International
MTD
$28.5B
$6.73M 0.02%
20,494
+14,181
+225% +$4.39M
VAL
1027
DELISTED
Valspar
VAL
$6.7M 0.02%
79,772
-11,180
-12% -$962K
SFR
1028
DELISTED
Starwood Waypoint Homes
SFR
$6.7M 0.02%
259,091
-15,106
-6% -$382K
BSJF
1029
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$6.69M 0.02%
256,147
-75,227
-23% -$1.96M
ANF icon
1030
Abercrombie & Fitch
ANF
$4.91B
$6.67M 0.02%
302,492
-4,341
-1% -$107K
BGS icon
1031
B&G Foods
BGS
$278M
$6.64M 0.02%
225,457
+39,475
+21% +$1.16M
CVRR
1032
DELISTED
CVR Refining, LP
CVRR
$6.61M 0.02%
318,670
-43,831
-12% -$803K
RWX icon
1033
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$6.61M 0.02%
152,566
+4,169
+3% +$181K
SNN icon
1034
Smith & Nephew
SNN
$12.5B
$6.6M 0.02%
193,159
-27,938
-13% -$989K
DYAX
1035
DELISTED
DYAX CORPORATION
DYAX
$6.59M 0.02%
393,207
+61,925
+19% +$964K
MBT
1036
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6.58M 0.02%
651,861
+265,591
+69% +$2.4M
WEX icon
1037
WEX
WEX
$6.46B
$6.56M 0.02%
61,137
-4,750
-7% -$479K
AWR icon
1038
American States Water
AWR
$3.36B
$6.56M 0.02%
164,417
+16,311
+11% +$648K
MMLP icon
1039
Martin Midstream Partners
MMLP
$99.8M
$6.53M 0.02%
184,122
+33,769
+22% +$1.04M
PTR
1040
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$6.52M 0.02%
58,600
-11,401
-16% -$1.26M
PRXL
1041
DELISTED
Parexel International Corp
PRXL
$6.5M 0.02%
94,211
+4,040
+4% +$258K
BRX icon
1042
Brixmor Property Group
BRX
$9.25B
$6.49M 0.02%
244,300
+116,901
+92% +$3.05M
IRWD icon
1043
Ironwood Pharmaceuticals
IRWD
$701M
$6.49M 0.02%
484,052
+83,717
+21% +$1.1M
MDCO
1044
DELISTED
Medicines Co
MDCO
$6.48M 0.02%
231,417
+74,525
+48% +$2.09M
INF
1045
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.48M 0.02%
325,164
+53,214
+20% +$1.08M
SKM icon
1046
SK Telecom
SKM
$13.7B
$6.47M 0.02%
144,240
+11,509
+9% +$533K
NVAX icon
1047
Novavax
NVAX
$1.27B
$6.46M 0.02%
39,071
+5,597
+17% +$909K
NDP
1048
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$6.46M 0.02%
40,116
-4,006
-9% -$652K
OIA icon
1049
Invesco Municipal Income Opportunities Trust
OIA
$288M
$6.45M 0.02%
909,972
-9,302
-1% -$65.3K
EOCC
1050
DELISTED
Enel Generacion Chile S.A.
EOCC
$6.45M 0.02%
206,907
+46,593
+29% +$1.43M
40 41
42
43 44

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.