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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
1026
DELISTED
Unilever NV New York Registry Shares
UN
$6.75M 0.02%
154,160
-19,346
-11% -$830K
PBA icon
1027
Pembina Pipeline
PBA
$28.4B
$6.74M 0.02%
156,741
-22,897
-13% -$918K
SLCA
1028
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$6.73M 0.02%
121,371
+22,390
+23% +$1.05M
ADVS
1029
DELISTED
Advent Software Inc
ADVS
$6.72M 0.02%
206,433
-20,238
-9% -$599K
CSTE icon
1030
Caesarstone
CSTE
$72.3M
$6.68M 0.02%
+136,125
New +$6.92M
QRE
1031
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$6.68M 0.02%
351,752
-52,211
-13% -$943K
FTD
1032
DELISTED
FTD Companies, Inc. Common Stock
FTD
$6.68M 0.02%
+210,009
New +$6.4M
GDO
1033
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$6.64M 0.02%
355,197
-4,342
-1% -$80.9K
SAIA icon
1034
Saia
SAIA
$9.25B
$6.61M 0.02%
150,554
-71,966
-32% -$2.99M
ZWS icon
1035
Zurn Elkay Water Solutions
ZWS
$8.38B
$6.58M 0.02%
482,018
+294,094
+156% +$3.91M
ITT icon
1036
ITT
ITT
$17.5B
$6.57M 0.02%
136,637
+32,953
+32% +$1.47M
PTR
1037
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$6.57M 0.02%
52,292
-57,080
-52% -$6.72M
ALNY icon
1038
Alnylam Pharmaceuticals
ALNY
$27.5B
$6.56M 0.02%
103,830
-10,627
-9% -$632K
SGEN
1039
DELISTED
Seagen Inc. Common Stock
SGEN
$6.55M 0.02%
171,166
-19,768
-10% -$747K
INVA icon
1040
Innoviva
INVA
$1.55B
$6.54M 0.02%
219,591
-76,253
-26% -$1.83M
BGS icon
1041
B&G Foods
BGS
$287M
$6.53M 0.02%
199,837
+159,797
+399% +$5.24M
LDOS icon
1042
Leidos
LDOS
$14.5B
$6.53M 0.02%
170,188
+4,914
+3% +$186K
DAL icon
1043
CALL
Delta Air Lines
DAL
$57.5B
$6.49M 0.02%
+165,000
New +$6.23M
GDP
1044
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$6.48M 0.02%
234,651
-17,320
-7% -$433K
EFT
1045
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$6.46M 0.02%
428,185
+125,626
+42% +$1.9M
NSIT icon
1046
Insight Enterprises
NSIT
$3.89B
$6.46M 0.02%
210,152
-14,381
-6% -$398K
TK icon
1047
Teekay
TK
$1.01B
$6.45M 0.02%
103,592
-279
-0.3% -$16.1K
FTF
1048
Franklin Limited Duration Income Trust
FTF
$231M
$6.44M 0.02%
491,996
-257,251
-34% -$3.38M
HUB.B
1049
DELISTED
HUBBELL INC CL-B
HUB.B
$6.42M 0.02%
52,158
+46,855
+884% +$5.55M
AES icon
1050
CALL
AES
AES
$10.5B
$6.42M 0.02%
+412,500
New +$5.92M
40 41
42
43 44

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.