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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SID icon
1001
Companhia Siderúrgica Nacional
SID
$1.23B
$1.38M 0.01%
350,328
+33,021
+10% +$95.5K
EQX icon
1002
Equinox Gold
EQX
$13.5B
$1.38M 0.01%
281,488
+37,128
+15% +$176K
DFP
1003
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.37M 0.01%
77,357
+9,009
+13% +$152K
TXT icon
1004
Textron
TXT
$15.4B
$1.37M 0.01%
17,069
+3,369
+25% +$261K
PML
1005
PIMCO Municipal Income Fund II
PML
$493M
$1.37M 0.01%
164,911
+41,652
+34% +$324K
ARKK icon
1006
ARK Innovation ETF
ARKK
$6.29B
$1.37M 0.01%
+26,065
New +$1.13M
INSM icon
1007
Insmed
INSM
$28.6B
$1.36M 0.01%
44,010
-7,908
-15% -$205K
GGB icon
1008
Gerdau
GGB
$9.7B
$1.36M 0.01%
337,303
-11,225
-3% -$43K
ESNT icon
1009
Essent Group
ESNT
$6.33B
$1.36M 0.01%
25,833
-3,745
-13% -$183K
MKSI icon
1010
MKS Inc
MKSI
$20.6B
$1.36M 0.01%
13,220
-4,503
-25% -$366K
CPZ
1011
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$1.36M 0.01%
93,773
-7,278
-7% -$104K
VNQI icon
1012
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.35M 0.01%
31,814
+1,438
+5% +$57.3K
TGNA
1013
DELISTED
TEGNA Inc
TGNA
$1.35M 0.01%
88,541
+63,117
+248% +$946K
FOLD
1014
DELISTED
Amicus Therapeutics
FOLD
$1.35M 0.01%
95,362
-5,241
-5% -$59.5K
HPF
1015
John Hancock Preferred Income Fund II
HPF
$345M
$1.35M 0.01%
85,724
+290
+0.3% +$4.23K
BLD
1016
DELISTED
TopBuild
BLD
$1.35M 0.01%
+3,614
New +$1.03M
ETRN
1017
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.35M 0.01%
132,206
+19,879
+18% +$187K
KSS icon
1018
Kohl's
KSS
$2.19B
$1.35M 0.01%
46,915
-27,222
-37% -$638K
OHI icon
1019
Omega Healthcare
OHI
$14.7B
$1.34M 0.01%
43,785
-1,949
-4% -$62.5K
COO icon
1020
Cooper Companies
COO
$14.5B
$1.34M 0.01%
14,144
+416
+3% +$34.9K
JOUT icon
1021
Johnson Outdoors
JOUT
$505M
$1.34M 0.01%
25,045
-368
-1% -$18.8K
CPB icon
1022
Campbell Soup
CPB
$6.87B
$1.34M 0.01%
30,944
-3,886
-11% -$160K
FSM icon
1023
Fortuna Silver Mines
FSM
$3.07B
$1.33M 0.01%
345,789
+56,898
+20% +$190K
EPR icon
1024
EPR Properties
EPR
$4.77B
$1.33M 0.01%
27,510
+479
+2% +$21.4K
RDN icon
1025
Radian Group
RDN
$4.93B
$1.33M 0.01%
46,554
+27,440
+144% +$723K
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.