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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOX icon
1001
Fox Class B
FOX
$23.9B
$2.11M 0.01%
60,467
-8,567
-12% -$287K
INFY icon
1002
Infosys
INFY
$50.7B
$2.11M 0.01%
112,725
-15,505
-12% -$281K
PCRX icon
1003
Pacira BioSciences
PCRX
$997M
$2.11M 0.01%
30,066
-9,243
-24% -$660K
VMC icon
1004
Vulcan Materials
VMC
$36.9B
$2.1M 0.01%
12,467
-2,983
-19% -$484K
IEF icon
1005
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.1M 0.01%
18,601
– –
VLY icon
1006
Valley National Bancorp
VLY
$8.04B
$2.1M 0.01%
152,801
+43,566
+40% +$525K
NLY icon
1007
Annaly Capital Management
NLY
$17.4B
$2.1M 0.01%
61,005
+6,256
+11% +$212K
VST icon
1008
Vistra
VST
$47.4B
$2.09M 0.01%
118,212
-20,265
-15% -$403K
VGR
1009
DELISTED
Vector Group Ltd.
VGR
$2.07M 0.01%
209,028
-4,085
-2% -$38.8K
STL
1010
DELISTED
Sterling Bancorp
STL
$2.06M 0.01%
89,724
+32,977
+58% +$709K
HYB
1011
DELISTED
New America High Income Fund, Inc.
HYB
$2.05M 0.01%
226,649
+20,327
+10% +$181K
PAYC icon
1012
Paycom
PAYC
$9.69B
$2.05M 0.01%
5,541
-252
-4% -$99.3K
STAA icon
1013
STAAR Surgical
STAA
$1.21B
$2.04M 0.01%
+19,376
New +$1.94M
CCMP
1014
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$2.04M 0.01%
11,533
+483
+4% +$80.2K
MLM icon
1015
Martin Marietta Materials
MLM
$33B
$2.04M 0.01%
6,060
-1,698
-22% -$542K
QLTA icon
1016
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$2.04M 0.01%
36,717
+6,114
+20% +$346K
WYNN icon
1017
Wynn Resorts
WYNN
$10.6B
$2.04M 0.01%
16,224
-35,025
-68% -$4.22M
EOD
1018
Allspring Global Dividend Opportunity Fund
EOD
$286M
$2.03M 0.01%
386,721
-95,341
-20% -$489K
GEF icon
1019
Greif
GEF
$5.04B
$2.03M 0.01%
35,642
+8,525
+31% +$439K
JQC icon
1020
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.03M 0.01%
311,813
+6,424
+2% +$41.3K
PNI
1021
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$2.02M 0.01%
179,530
+724
+0.4% +$8.05K
OR icon
1022
OR Royalties Inc
OR
$6.2B
$2.02M 0.01%
183,506
-19,310
-10% -$220K
LYFT icon
1023
Lyft
LYFT
$6.63B
$2.02M 0.01%
31,973
-2,338
-7% -$131K
ACAD icon
1024
Acadia Pharmaceuticals
ACAD
$5.03B
$2.02M 0.01%
78,233
+22,996
+42% +$1.01M
YETI icon
1025
Yeti Holdings
YETI
$3.95B
$2.02M 0.01%
27,899
+13,242
+90% +$943K
39 40
41
42 43

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.