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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSXP
1001
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2.06M 0.02%
36,388
-3,152
-8% -$169K
CZR icon
1002
Caesars Entertainment
CZR
$6.12B
$2.06M 0.02%
51,611
-9,029
-15% -$383K
SSYS icon
1003
Stratasys
SSYS
$760M
$2.05M 0.02%
96,196
+5,814
+6% +$147K
ICPT
1004
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.04M 0.02%
30,762
-167
-0.5% -$11.2K
SSRM icon
1005
SSR Mining
SSRM
$5.87B
$2.04M 0.02%
140,504
-27,103
-16% -$417K
MLM icon
1006
Martin Marietta Materials
MLM
$32.3B
$2.04M 0.02%
7,439
-997
-12% -$246K
CE icon
1007
Celanese
CE
$4.82B
$2.04M 0.02%
16,651
-889
-5% -$100K
NWL icon
1008
Newell Brands
NWL
$2.56B
$2.04M 0.02%
108,743
+16,771
+18% +$270K
WEA
1009
Western Asset Premier Bond Fund
WEA
$124M
$2.04M 0.02%
143,245
+28,277
+25% +$392K
ETRN
1010
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$2.04M 0.02%
139,828
+55,310
+65% +$850K
CGBD icon
1011
Carlyle Secured Lending
CGBD
$741M
$2.03M 0.02%
141,081
-9,501
-6% -$140K
RARE icon
1012
Ultragenyx Pharmaceutical
RARE
$2.54B
$2.03M 0.02%
47,468
+3,839
+9% +$209K
MRVL icon
1013
Marvell Technology
MRVL
$189B
$2.02M 0.02%
80,750
+38,174
+90% +$958K
JWN
1014
DELISTED
Nordstrom
JWN
$2.02M 0.02%
59,850
+12,947
+28% +$395K
E icon
1015
ENI
E
$78.6B
$2.01M 0.02%
66,021
-6,947
-10% -$215K
NAVI icon
1016
Navient
NAVI
$892M
$2.01M 0.02%
156,799
-15,367
-9% -$205K
IMMU
1017
DELISTED
Immunomedics Inc
IMMU
$2M 0.02%
150,893
-38,021
-20% -$559K
WES icon
1018
Western Midstream Partners
WES
$19.4B
$1.99M 0.02%
79,900
-3,161
-4% -$84.1K
IEF icon
1019
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.99M 0.02%
17,651
+913
+5% +$102K
WEX icon
1020
WEX
WEX
$6.46B
$1.98M 0.02%
9,800
-1,041
-10% -$216K
NBL
1021
DELISTED
Noble Energy, Inc.
NBL
$1.98M 0.02%
88,070
-13,806
-14% -$308K
IHY icon
1022
VanEck International High Yield Bond ETF
IHY
$43.2M
$1.97M 0.02%
80,568
-60,147
-43% -$1.48M
WKC icon
1023
World Kinect Corp
WKC
$1.9B
$1.96M 0.02%
49,129
-13,248
-21% -$504K
LII icon
1024
Lennox International
LII
$15.1B
$1.96M 0.02%
8,051
+2,970
+58% +$766K
NVR icon
1025
NVR
NVR
$16.9B
$1.95M 0.02%
525
+211
+67% +$743K
39 40
41
42 43

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.