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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDR
1001
DELISTED
Waddell & Reed Financial, Inc.
WDR
$5.31M 0.02%
152,794
-7,385
-5% -$305K
BGH
1002
Barings Global Short Duration High Yield Fund
BGH
$286M
$5.3M 0.02%
305,732
-27,238
-8% -$508K
MBT
1003
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$5.28M 0.02%
731,853
-251,170
-26% -$1.96M
DNKN
1004
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5.27M 0.02%
107,549
-18,950
-15% -$982K
IRWD icon
1005
Ironwood Pharmaceuticals
IRWD
$698M
$5.27M 0.02%
603,523
-46,391
-7% -$433K
POT
1006
DELISTED
Potash Corp Of Saskatchewan
POT
$5.22M 0.02%
254,055
+139,453
+122% +$3.66M
SPB icon
1007
Spectrum Brands
SPB
$2.02B
$5.22M 0.02%
57,030
-3,646
-6% -$363K
UVE icon
1008
Universal Insurance Holdings
UVE
$1.24B
$5.21M 0.02%
176,410
+3,262
+2% +$88.2K
CLNY
1009
DELISTED
Colony Capital, Inc.
CLNY
$5.2M 0.02%
265,812
-32,022
-11% -$709K
MUB icon
1010
iShares National Muni Bond ETF
MUB
$45.3B
$5.2M 0.02%
47,425
-7,327
-13% -$797K
CVRR
1011
DELISTED
CVR Refining, LP
CVRR
$5.19M 0.02%
271,465
-37,639
-12% -$725K
PNRA
1012
DELISTED
Panera Bread Co
PNRA
$5.19M 0.02%
26,848
-1,098
-4% -$205K
CHY
1013
Calamos Convertible and High Income Fund
CHY
$1.04B
$5.19M 0.02%
477,139
-70,992
-13% -$847K
CMC icon
1014
Commercial Metals
CMC
$8.18B
$5.18M 0.02%
382,068
+112,986
+42% +$1.73M
OGE icon
1015
OGE Energy
OGE
$9.66B
$5.18M 0.02%
189,233
-95,754
-34% -$2.73M
VCV icon
1016
Invesco California Value Municipal Income Trust
VCV
$521M
$5.17M 0.02%
411,017
+76,932
+23% +$958K
NHS
1017
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$5.14M 0.02%
504,656
-87,053
-15% -$954K
AMAG
1018
DELISTED
AMAG Pharmaceuticals
AMAG
$5.14M 0.02%
129,345
+13,913
+12% +$864K
SPXX icon
1019
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$340M
$5.14M 0.02%
406,439
-28,626
-7% -$390K
IWD icon
1020
iShares Russell 1000 Value ETF
IWD
$83.1B
$5.13M 0.02%
54,970
+28,600
+108% +$2.84M
MDY icon
1021
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$5.13M 0.02%
20,600
+300
+1% +$79.4K
HYHG icon
1022
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$5.11M 0.02%
78,504
+3,489
+5% +$242K
SAVE
1023
DELISTED
Spirit Airlines, Inc.
SAVE
$5.1M 0.02%
107,892
+18,703
+21% +$1.05M
ACOR
1024
DELISTED
Acorda Therapeutics
ACOR
$5.1M 0.02%
1,603
-64
-4% -$248K
BCH icon
1025
Banco de Chile
BCH
$21.2B
$5.09M 0.02%
260,762
-47,053
-15% -$918K
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.