We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIPS icon
1001
Vipshop
VIPS
$7.49B
$7.68M 0.02%
406,110
+123,940
+44% +$2.55M
EGL
1002
DELISTED
Engility Holdings, Inc.
EGL
$7.64M 0.02%
245,177
-24,331
-9% -$855K
JDD
1003
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$7.63M 0.02%
655,803
+47,676
+8% +$578K
EWBC icon
1004
East-West Bancorp
EWBC
$18.3B
$7.6M 0.02%
223,608
-7,312
-3% -$253K
VVR icon
1005
Invesco Senior Income Trust
VVR
$456M
$7.57M 0.02%
1,594,005
-25,370
-2% -$123K
IDA icon
1006
Idacorp
IDA
$8.36B
$7.55M 0.02%
140,796
-4,269
-3% -$235K
ACTG icon
1007
Acacia Research
ACTG
$445M
$7.54M 0.02%
487,018
+211,640
+77% +$3.56M
IM
1008
DELISTED
Ingram Micro
IM
$7.53M 0.02%
291,799
-29,732
-9% -$844K
NTES icon
1009
NetEase
NTES
$83.6B
$7.52M 0.02%
439,100
+41,100
+10% +$697K
TK icon
1010
Teekay
TK
$977M
$7.51M 0.02%
113,135
+9,543
+9% +$561K
BR icon
1011
Broadridge
BR
$19.5B
$7.5M 0.02%
180,121
-30,132
-14% -$1.25M
JHI
1012
John Hancock Investors Trust
JHI
$117M
$7.5M 0.02%
405,804
+53,217
+15% +$1.05M
FAF icon
1013
First American
FAF
$7.76B
$7.44M 0.02%
274,182
+154,743
+130% +$4.31M
VE
1014
DELISTED
VEOLIA ENVIRONNEMENT
VE
$7.41M 0.02%
422,341
+20,294
+5% +$361K
QIWI
1015
DELISTED
QIWI PLC
QIWI
$7.4M 0.02%
+234,115
New +$8.76M
VALE icon
1016
Vale
VALE
$63.1B
$7.38M 0.02%
670,423
-311,767
-32% -$4.16M
WOLF icon
1017
Wolfspeed
WOLF
$1.41B
$7.36M 0.02%
179,792
+17,390
+11% +$803K
FLC
1018
Flaherty & Crumrine Total Return Fund
FLC
$176M
$7.34M 0.02%
371,806
-68,788
-16% -$1.35M
RGR icon
1019
Sturm, Ruger & Co
RGR
$625M
$7.33M 0.02%
150,627
+125,094
+490% +$6.6M
INVX
1020
Innovex International
INVX
$2.21B
$7.33M 0.02%
81,940
-7,579
-8% -$755K
SUI icon
1021
Sun Communities
SUI
$15B
$7.31M 0.02%
144,765
+38,663
+36% +$2.03M
PBR.A icon
1022
Petrobras Class A
PBR.A
$107B
$7.29M 0.02%
489,644
+24,026
+5% +$427K
WBK
1023
DELISTED
Westpac Banking Corporation
WBK
$7.26M 0.02%
258,166
+12,217
+5% +$385K
MDC
1024
DELISTED
M.D.C. Holdings, Inc.
MDC
$7.25M 0.02%
397,732
+19,186
+5% +$388K
WGL
1025
DELISTED
Wgl Holdings
WGL
$7.25M 0.02%
172,089
+90,649
+111% +$3.79M
39 40
41
42 43

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.