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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPZ
976
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$5.34M 0.01%
242,695
-29,718
-11% -$662K
EVT icon
977
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$5.33M 0.01%
252,231
-18,280
-7% -$393K
BIO icon
978
Bio-Rad Laboratories Class A
BIO
$8.71B
$5.32M 0.01%
26,703
+103
+0.4% +$19.8K
FNV icon
979
Franco-Nevada
FNV
$41.1B
$5.3M 0.01%
80,935
-8,114
-9% -$523K
FELE icon
980
Franklin Electric
FELE
$4.63B
$5.3M 0.01%
123,118
+5,427
+5% +$222K
TD icon
981
Toronto Dominion Bank
TD
$198B
$5.29M 0.01%
105,742
+76,748
+265% +$3.92M
FICO icon
982
Fair Isaac
FICO
$24.3B
$5.29M 0.01%
40,992
-2,897
-7% -$368K
NXJ
983
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$5.27M 0.01%
396,516
-6,811
-2% -$90.3K
GNW icon
984
Genworth Financial
GNW
$3.76B
$5.26M 0.01%
1,277,555
-706,549
-36% -$2.72M
EXEL icon
985
Exelixis
EXEL
$13.3B
$5.24M 0.01%
241,711
-19,722
-8% -$401K
NW.PRC.CL
986
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$5.21M 0.01%
200,000
– –
MYC
987
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$5.2M 0.01%
353,131
-3,164
-0.9% -$48.5K
MUJ icon
988
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$5.19M 0.01%
365,063
-34,688
-9% -$492K
UL icon
989
Unilever
UL
$137B
$5.19M 0.01%
93,482
-6,266
-6% -$317K
HSBC.PRA
990
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$5.18M 0.01%
200,000
– –
MPLX icon
991
MPLX
MPLX
$59.3B
$5.17M 0.01%
143,455
-8,722
-6% -$321K
PDT
992
John Hancock Premium Dividend Fund
PDT
$634M
$5.17M 0.01%
324,947
-41,488
-11% -$655K
AUB icon
993
Atlantic Union Bankshares
AUB
$6.02B
$5.16M 0.01%
146,752
+74,849
+104% +$2.68M
MUSA icon
994
Murphy USA
MUSA
$11.2B
$5.15M 0.01%
70,149
-16,787
-19% -$1.11M
MDP
995
DELISTED
Meredith Corporation
MDP
$5.13M 0.01%
79,525
+19,703
+33% +$1.21M
MFIC icon
996
MidCap Financial Investment
MFIC
$787M
$5.11M 0.01%
259,845
+29,403
+13% +$545K
SR icon
997
Spire
SR
$4.72B
$5.11M 0.01%
75,699
+11,105
+17% +$723K
VMI icon
998
Valmont Industries
VMI
$9.3B
$5.1M 0.01%
32,794
+28,570
+676% +$4.22M
ZLTQ
999
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$5.1M 0.01%
91,683
+23,361
+34% +$1.17M
PKO
1000
DELISTED
Pimco Income Opportunity Fund
PKO
$5.1M 0.01%
205,262
-119,578
-37% -$2.91M
38 39
40
41 42

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.