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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Fair Isaac
FICO
$23.6B
| $6.89M | 0.02% |
124,540
+3,176
| +3% | +$175K |
|
977
Infosys
INFY
$50.5B
| $6.89M | 0.02% |
1,016,920
-89,968
| -8% | -$654K |
|
|
NDP
978
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $6.88M | 0.02% |
34,739
+10,785
| +45% | +$2.12M |
|
|
SJI
979
DELISTED
South Jersey Industries, Inc.
SJI
| $6.86M | 0.02% |
244,638
+164,404
| +205% | +$4.52M |
|
980
Pembina Pipeline
PBA
$27.4B
| $6.84M | 0.02% |
179,638
+3,632
| +2% | +$128K |
|
981
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $6.82M | 0.02% |
80,262
+8,102
| +11% | +$683K |
|
982
Petrobras
PBR
$118B
| $6.8M | 0.02% |
512,718
-11,233
| -2% | -$131K |
|
|
SI
983
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
| $6.79M | 0.02% |
50,224
+20,114
| +67% | +$2.64M |
|
|
JOSB
984
PUT
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
| $6.75M | 0.02% |
105,000
+35,000
| +50% | +$2.05M |
|
|
BSL
985
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
| $6.75M | 0.02% |
358,011
-71,721
| -17% | -$1.36M |
|
986
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| $6.73M | 0.02% |
217,555
-7,980
| -4% | -$247K |
|
987
CALL
Lowe's Companies
LOW
$123B
| $6.73M | 0.02% |
+137,600
| New | +$6.64M |
|
|
SWFT
988
DELISTED
Swift Transportation Company
SWFT
| $6.73M | 0.02% |
271,753
+132,896
| +96% | +$3.08M |
|
989
Domino's
DPZ
$12.1B
| $6.7M | 0.02% |
86,996
-5,098
| -6% | -$376K |
|
990
YPF
YPF
$19.1B
| $6.68M | 0.02% |
214,356
+6,085
| +3% | +$170K |
|
991
EPR Properties
EPR
$4.68B
| $6.68M | 0.02% |
125,072
-113,979
| -48% | -$5.88M |
|
|
ADVS
992
DELISTED
Advent Software Inc
ADVS
| $6.66M | 0.02% |
226,671
+9,141
| +4% | +$291K |
|
993
American Airlines Group
AAL
$11B
| $6.64M | 0.02% |
181,294
+90,666
| +100% | +$3.09M |
|
994
Invesco Senior Income Trust
VVR
$459M
| $6.63M | 0.02% |
1,320,659
+111,772
| +9% | +$564K |
|
|
MMT
995
Aberdeen Multi-Market Income Fund
MMT
$239M
| $6.63M | 0.02% |
1,014,429
-327,972
| -24% | -$2.12M |
|
|
TYG
996
Tortoise Energy Infrastructure Corp
TYG
$1.06B
| $6.62M | 0.02% |
36,124
+5,189
| +17% | +$934K |
|
997
Bio-Techne
TECH
$11.2B
| $6.61M | 0.02% |
309,812
+50,576
| +20% | +$1.14M |
|
998
Charter Communications
CHTR
$18.3B
| $6.61M | 0.02% |
53,631
-8,545
| -14% | -$1.12M |
|
|
ALEX
999
DELISTED
Alexander & Baldwin
ALEX
| $6.61M | 0.02% |
155,244
+5,679
| +4% | +$233K |
|
|
FAM
1000
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $6.61M | 0.02% |
473,612
-20,399
| -4% | -$283K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.