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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
76
Halliburton
HAL
$26.9B
$69.5M 0.2%
1,180,649
+140,621
+14% +$7.51M
MO icon
77
Altria Group
MO
$114B
$68.7M 0.2%
1,836,617
-414,159
-18% -$15.1M
BFH icon
78
Bread Financial
BFH
$4.37B
$68.5M 0.19%
315,141
-17,589
-5% -$3.78M
BRK.B icon
79
Berkshire Hathaway Class B
BRK.B
$1.1T
$67.9M 0.19%
543,224
-4,043
-0.7% -$472K
ORB
80
DELISTED
ORBITAL SCIENCES CORP
ORB
$67.7M 0.19%
2,425,748
-98,564
-4% -$2.6M
TSCO icon
81
Tractor Supply
TSCO
$16.1B
$67.2M 0.19%
4,754,685
+3,501,055
+279% +$49.5M
APH icon
82
Amphenol
APH
$198B
$66.7M 0.19%
5,821,696
+3,693,776
+174% +$41.1M
VRTX icon
83
Vertex Pharmaceuticals
VRTX
$121B
$66.5M 0.19%
940,625
+182,273
+24% +$14.4M
GE icon
84
GE Aerospace
GE
$374B
$66.5M 0.19%
536,119
+72,072
+16% +$8.9M
T icon
85
AT&T
T
$159B
$66.2M 0.19%
2,500,901
-115,271
-4% -$2.89M
VLO icon
86
Valero Energy
VLO
$92.9B
$66.2M 0.19%
1,246,067
-207,633
-14% -$10.6M
V icon
87
Visa
V
$684B
$65.7M 0.19%
1,217,920
+156,588
+15% +$8.7M
CRM icon
88
Salesforce
CRM
$151B
$65.1M 0.19%
1,139,812
+509,813
+81% +$30.5M
KO icon
89
Coca-Cola
KO
$377B
$64.9M 0.18%
1,678,999
-51,783
-3% -$2M
XYL icon
90
Xylem
XYL
$27.3B
$64.2M 0.18%
1,762,546
+21,024
+1% +$767K
SON icon
91
Sonoco
SON
$5.57B
$64.1M 0.18%
1,562,314
-15,099
-1% -$627K
VZ icon
92
Verizon
VZ
$195B
$64M 0.18%
1,345,610
+298,843
+29% +$14.1M
BKNG icon
93
Booking.com
BKNG
$149B
$63.8M 0.18%
1,338,450
+41,625
+3% +$2.05M
RTX icon
94
RTX Corp
RTX
$290B
$63.6M 0.18%
864,901
-98,721
-10% -$7.09M
NCI
95
DELISTED
Navigant Consulting, Inc.
NCI
$63.5M 0.18%
3,404,905
-584,782
-15% -$10.5M
AEGN
96
DELISTED
Aegion Corp
AEGN
$63.3M 0.18%
2,499,647
-98,059
-4% -$2.17M
AMCX icon
97
AMC Global Media
AMCX
$492M
$62.6M 0.18%
855,987
+357,262
+72% +$25M
FLIR
98
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$61.9M 0.18%
1,718,614
+989,926
+136% +$32.7M
UNH icon
99
UnitedHealth
UNH
$376B
$61M 0.17%
743,799
+1,111
+0.1% +$83.6K
BSCE
100
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$60.7M 0.17%
2,868,721
+2,849,270
+14,648% +$60.5M
2 3
4
5 6

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.