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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
951
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.49M 0.01%
383,832
+10,039
+3% +$65.2K
VCIT icon
952
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$2.48M 0.01%
26,781
+5,209
+24% +$487K
CHKP icon
953
Check Point Software Technologies
CHKP
$13.1B
$2.48M 0.01%
21,266
-28,983
-58% -$3.36M
UMC icon
954
United Microelectronic
UMC
$46.9B
$2.47M 0.01%
210,981
-52,569
-20% -$585K
GL icon
955
Globe Life
GL
$14.3B
$2.45M 0.01%
26,095
+10,570
+68% +$977K
BRO icon
956
Brown & Brown
BRO
$23.9B
$2.44M 0.01%
34,756
-8,898
-20% -$574K
PNI
957
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$2.44M 0.01%
214,495
-5,607
-3% -$64.1K
SSRM icon
958
SSR Mining
SSRM
$6.48B
$2.43M 0.01%
137,512
-52,335
-28% -$895K
AUB icon
959
Atlantic Union Bankshares
AUB
$5.97B
$2.43M 0.01%
65,204
-6,222
-9% -$226K
SANM icon
960
Sanmina
SANM
$10.9B
$2.43M 0.01%
58,656
+18,334
+45% +$721K
TTC icon
961
Toro Company
TTC
$9.49B
$2.43M 0.01%
24,318
-7,075
-23% -$705K
ABMD
962
DELISTED
Abiomed Inc
ABMD
$2.43M 0.01%
6,763
-1,593
-19% -$538K
BHP icon
963
BHP
BHP
$230B
$2.41M 0.01%
44,736
+2,426
+6% +$121K
NFG icon
964
National Fuel Gas
NFG
$7.65B
$2.39M 0.01%
37,428
-7,624
-17% -$456K
FSLR icon
965
First Solar
FSLR
$26.9B
$2.39M 0.01%
27,414
-7,718
-22% -$794K
MKSI icon
966
MKS Inc
MKSI
$20.6B
$2.38M 0.01%
13,666
-754
-5% -$118K
POWI icon
967
Power Integrations
POWI
$3.61B
$2.38M 0.01%
25,574
+16,356
+177% +$1.61M
VIV icon
968
Telefônica Brasil
VIV
$19.2B
$2.37M 0.01%
274,491
+50,633
+23% +$432K
SFNC icon
969
Simmons First National
SFNC
$3.39B
$2.37M 0.01%
80,077
+8,541
+12% +$259K
SLM icon
970
SLM Corp
SLM
$5.15B
$2.37M 0.01%
120,395
+11,782
+11% +$216K
PDT
971
John Hancock Premium Dividend Fund
PDT
$626M
$2.37M 0.01%
141,554
-6,304
-4% -$108K
FBIN icon
972
Fortune Brands Innovations
FBIN
$6.06B
$2.36M 0.01%
25,838
+2,350
+10% +$203K
AGI icon
973
Alamos Gold
AGI
$13.9B
$2.36M 0.01%
306,905
-79,510
-21% -$614K
BC icon
974
Brunswick
BC
$5.28B
$2.36M 0.01%
23,412
+2,112
+10% +$207K
FLTR icon
975
VanEck IG Floating Rate ETF
FLTR
$2.97B
$2.35M 0.01%
93,089
+1,986
+2% +$50.3K
37 38
39
40 41

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.