We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
951
Vale
VALE
$62.6B
$2.47M 0.01%
177,314
+2,313
+1% +$45.4K
MMU
952
Western Asset Managed Municipals Fund
MMU
$554M
$2.47M 0.01%
185,043
+98,138
+113% +$1.33M
TEL icon
953
TE Connectivity
TEL
$62.6B
$2.46M 0.01%
17,942
+1,773
+11% +$256K
BP icon
954
BP
BP
$107B
$2.46M 0.01%
89,934
-23,707
-21% -$594K
PDT
955
John Hancock Premium Dividend Fund
PDT
$626M
$2.46M 0.01%
147,858
-2,597
-2% -$43.8K
UTF icon
956
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$2.46M 0.01%
90,616
-16,591
-15% -$472K
XRX icon
957
Xerox
XRX
$425M
$2.46M 0.01%
121,677
-47,665
-28% -$1.08M
DMO
958
Western Asset Mortgage Opportunity Fund
DMO
$120M
$2.45M 0.01%
158,662
+71,453
+82% +$1.13M
JQC icon
959
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.45M 0.01%
373,793
+21,193
+6% +$138K
XYZ
960
Block Inc
XYZ
$47.5B
$2.45M 0.01%
10,221
+203
+2% +$52.1K
FR icon
961
First Industrial Realty Trust
FR
$8.44B
$2.42M 0.01%
46,564
+702
+2% +$38.2K
BRO icon
962
Brown & Brown
BRO
$23.9B
$2.42M 0.01%
43,654
+13,962
+47% +$778K
MAV
963
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$2.42M 0.01%
208,220
-52,096
-20% -$637K
ADPT icon
964
Adaptive Biotechnologies
ADPT
$3.97B
$2.41M 0.01%
71,019
-2,847
-4% -$103K
MOS icon
965
The Mosaic Company
MOS
$7.33B
$2.4M 0.01%
67,152
-15,136
-18% -$484K
BBIO icon
966
BridgeBio Pharma
BBIO
$16.5B
$2.4M 0.01%
51,099
+5,350
+12% +$287K
DSL
967
DoubleLine Income Solutions Fund
DSL
$1.24B
$2.4M 0.01%
134,831
-4,694
-3% -$84.1K
PCTY icon
968
Paylocity
PCTY
$7.98B
$2.38M 0.01%
8,506
-878
-9% -$211K
EXPE icon
969
Expedia Group
EXPE
$37.3B
$2.38M 0.01%
14,549
-514
-3% -$79.5K
HYI
970
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.38M 0.01%
149,337
+11,104
+8% +$175K
PCI
971
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.38M 0.01%
112,436
+36,843
+49% +$812K
TWST icon
972
Twist Bioscience
TWST
$7.25B
$2.37M 0.01%
22,121
+767
+4% +$87.8K
NFG icon
973
National Fuel Gas
NFG
$7.65B
$2.37M 0.01%
45,052
+18,605
+70% +$964K
VEDL
974
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$2.36M 0.01%
154,633
+33,266
+27% +$523K
KSM
975
DELISTED
DWS Strategic Municipal Income Trust
KSM
$2.35M 0.01%
191,553
+16,188
+9% +$204K
37 38
39
40 41

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.