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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLX icon
951
Deluxe
DLX
$1.22B
$7.42M 0.02%
141,418
+8,216
+6% +$413K
BGT icon
952
BlackRock Floating Rate Income Trust
BGT
$325M
$7.41M 0.02%
520,209
+116,299
+29% +$1.65M
SPXX icon
953
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$339M
$7.39M 0.02%
521,853
+44,920
+9% +$637K
PICB icon
954
Invesco International Corporate Bond ETF
PICB
$362M
$7.38M 0.02%
246,240
+38,758
+19% +$1.15M
LNW
955
DELISTED
Light & Wonder
LNW
$7.38M 0.02%
537,569
+14,187
+3% +$207K
INVA icon
956
Innoviva
INVA
$1.51B
$7.38M 0.02%
295,844
+74,285
+34% +$2.17M
SU icon
957
Suncor Energy
SU
$74.2B
$7.37M 0.02%
210,684
-3,100
-1% -$103K
SBY
958
DELISTED
Silver Bay Realty Trust Corp.
SBY
$7.29M 0.02%
469,455
+19,403
+4% +$309K
GOV
959
DELISTED
Government Properties Income Trust
GOV
$7.26M 0.02%
288,134
-120,030
-29% -$2.97M
JDD
960
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$7.23M 0.02%
618,017
+39,553
+7% +$455K
QRE
961
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$7.22M 0.02%
403,963
-44,204
-10% -$783K
JBHT icon
962
JB Hunt Transport Services
JBHT
$25.6B
$7.18M 0.02%
99,811
-9,029
-8% -$666K
NSR
963
DELISTED
Neustar Inc
NSR
$7.17M 0.02%
220,642
+15,014
+7% +$579K
BIO icon
964
Bio-Rad Laboratories Class A
BIO
$9.31B
$7.17M 0.02%
55,949
+6,755
+14% +$866K
TEI
965
Templeton Emerging Markets Income Fund
TEI
$318M
$7.16M 0.02%
510,509
+4,095
+0.8% +$56.3K
HPI
966
John Hancock Preferred Income Fund
HPI
$432M
$7.14M 0.02%
358,388
-28,949
-7% -$548K
UN
967
DELISTED
Unilever NV New York Registry Shares
UN
$7.13M 0.02%
173,506
+13,825
+9% +$538K
VE
968
DELISTED
VEOLIA ENVIRONNEMENT
VE
$7.09M 0.02%
356,755
+69,767
+24% +$1.23M
INF
969
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$7.06M 0.02%
338,489
-22,099
-6% -$435K
CSQ icon
970
Calamos Strategic Total Return Fund
CSQ
$3.32B
$7.05M 0.02%
634,337
-24,655
-4% -$270K
BTI icon
971
British American Tobacco
BTI
$128B
$6.98M 0.02%
125,246
-44,236
-26% -$2.3M
DHG
972
DELISTED
Deutsche High Incm Opportunities
DHG
$6.97M 0.02%
476,879
-211,501
-31% -$3.06M
RAMP icon
973
LiveRamp
RAMP
$2.3B
$6.93M 0.02%
201,493
+7,460
+4% +$269K
RPM icon
974
RPM International
RPM
$14.9B
$6.91M 0.02%
165,148
+50,438
+44% +$2.08M
PCH
975
DELISTED
PotlatchDeltic
PCH
$6.89M 0.02%
178,206
-5,888
-3% -$234K
37 38
39
40 41

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.