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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
926
Invesco Financial Preferred ETF
PGF
$672M
$1.64M 0.01%
112,761
-2,934
-3% -$41K
NVS icon
927
Novartis
NVS
$297B
$1.64M 0.01%
16,234
+1,960
+14% +$189K
WT icon
928
WisdomTree
WT
$3.22B
$1.64M 0.01%
+236,118
New +$1.56M
CCOI icon
929
Cogent Communications
CCOI
$508M
$1.63M 0.01%
21,484
-402
-2% -$26.9K
LEG icon
930
Leggett & Platt
LEG
$1.31B
$1.63M 0.01%
62,249
+10,177
+20% +$250K
DVAX
931
DELISTED
Dynavax Technologies
DVAX
$1.63M 0.01%
116,333
+57,605
+98% +$800K
GATX icon
932
GATX Corp
GATX
$6.27B
$1.63M 0.01%
13,522
-12,885
-49% -$1.42M
AAL icon
933
American Airlines Group
AAL
$10.6B
$1.62M 0.01%
118,047
+53,849
+84% +$676K
WF icon
934
Woori Financial
WF
$17.6B
$1.61M 0.01%
53,321
+5,814
+12% +$167K
AG icon
935
First Majestic Silver
AG
$9.07B
$1.61M 0.01%
261,084
+10,434
+4% +$57.5K
BPMC
936
DELISTED
Blueprint Medicines
BPMC
$1.6M 0.01%
17,400
-3,261
-16% -$211K
RMD icon
937
ResMed
RMD
$30.7B
$1.6M 0.01%
9,316
-241
-3% -$37K
CALM icon
938
Cal-Maine
CALM
$3.99B
$1.6M 0.01%
27,846
-7,191
-21% -$355K
CIB icon
939
Grupo Cibest SA
CIB
$21.1B
$1.6M 0.01%
51,933
+5,677
+12% +$154K
MLI icon
940
Mueller Industries
MLI
$15.2B
$1.6M 0.01%
67,730
-20,414
-23% -$412K
SHG icon
941
Shinhan Financial Group
SHG
$35.6B
$1.59M 0.01%
51,708
+6,403
+14% +$176K
CARR icon
942
Carrier Global
CARR
$52.8B
$1.59M 0.01%
27,690
+2,434
+10% +$129K
BBWI icon
943
Bath & Body Works
BBWI
$4.1B
$1.59M 0.01%
36,837
-314
-0.8% -$10.6K
TS icon
944
Tenaris
TS
$26.8B
$1.58M 0.01%
45,580
-3,434
-7% -$115K
OVV icon
945
Ovintiv
OVV
$16.4B
$1.58M 0.01%
36,073
+10,426
+41% +$476K
PNI
946
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$1.58M 0.01%
208,461
-21,029
-9% -$143K
AVT icon
947
Avnet
AVT
$7.92B
$1.58M 0.01%
31,311
-3,737
-11% -$178K
BTI icon
948
British American Tobacco
BTI
$128B
$1.58M 0.01%
53,876
-2,536
-4% -$77.2K
PGX icon
949
Invesco Preferred ETF
PGX
$3.78B
$1.58M 0.01%
137,414
+7,360
+6% +$80.3K
ZBRA icon
950
Zebra Technologies
ZBRA
$17.8B
$1.57M 0.01%
5,739
+224
+4% +$51.1K
36 37
38
39 40

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.